Deputy Chief Compliance Officer Jobs in Roseland, NJ

Vice President, Employee Compliance Officer About the Company Globally-recognized banking group Industry Banking Type Subsidiary of a Public Company Founded 1996 Employees... Read More

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across... Read More

Job Description Compliance Officer - Operations Regulatory Reporting Oversight Description: The desired candidate has mid to senior level experience providing compliance... Read More

The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state banking laws... Read More

Chief Compliance Officer Vice President About the Company Thriving financial marketplace providing liquidity solutions for private market investors institutions Industry... Read More

The opportunity to join a top investment banking firm and have wide exposure across research and compliance within the equities space. Client Details Client is global an... Read More

Job Overview The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state... Read More

Chief Compliance Officer (New York, NY): Our client, a successful global investment fund with over $50B in AUM, is hiring for an exceptional compliance professional to... Read More

Senior Compliance Officer, Investments Compliance page is loaded Senior Compliance Officer, Investments Compliance Apply locations NJ-Parsippany NY-New York time type Full... Read More

Chief Compliance Officer - Mortgage Larson Maddox Manhattan, United States Posted 12 days ago In-Office Job Permanent USD200000 - USD250000 per annum Our client, a global... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Vice President Compliance Training About the Company Globally-recognized banking group Industry Banking Type Subsidiary of a Public Company Founded 1996 Employees 10,001+... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Location: Midtown Manhattan Compensation: $200k-$250k base + bonus Our client, a $7 billion+ AUM real estate private equity firm is seeking a Vice President, Compliance to... Read More

The estimated starting salary for this position is $150,000-175,000 per year. Duties and Responsibilities/Results: Manage the BSA department and ensure the Bank's... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a... Read More