Chief Compliance Officer Jobs in Roseland, NJ

Chief Compliance Officer (New York, NY): Our client, a successful global investment fund with over $50B in AUM, is hiring for an exceptional compliance professional to... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Chief Compliance Officer Vice President About the Company Thriving financial marketplace providing liquidity solutions for private market investors institutions Industry... Read More

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

Americas Chief Compliance Office Assistant Vice President New York, NY As a Barclays Americas Chief Compliance Office Assistant Vice President, you will be accountable for... Read More

Job Title Chief Compliance Officer Location Bronx, NY Skills Compliance, Leadership, Multi-Entity Outpatient Healthcare About Company / Opportunity We are a rapidly... Read More

At Forge (NYSE: FRGE), we know our team is our greatest asset. As technology innovators in the private market, our vision is to deliver a richer future for everyone. We... Read More

The Company InvestXwas launched in 2014 with a mission to bring transparency and trust to the private equity market. We are a leading cross-border pre-IPO investor... Read More

We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At... Read More

About Us Rothschild Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's... Read More

About Us Rothschild Co is a leading global financial services group with seven generations of family control and a history of over 200 years at the centre of the world's... Read More

Job Summary The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization's investment banking subsidiary and... Read More

Title: Chief Research Compliance Officer/Research Integrity Officer Location: Upper East Side Org Unit: General Research Compliance Work Days Exemption Status: Exempt... Read More

Vice President, Employee Compliance Officer About the Company Globally-recognized banking group Industry Banking Type Subsidiary of a Public Company Founded 1996 Employees... Read More

The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state banking laws... Read More

The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state banking laws... Read More

Job Description Compliance Officer - Operations Regulatory Reporting Oversight Description: The desired candidate has mid to senior level experience providing compliance... Read More

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More