Compliance Officer Jobs in Roseland, NJ

The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state banking laws... Read More

The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state banking laws... Read More

Job Overview The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state... Read More

Senior Compliance Officer, Investments Compliance Location Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to manage risk. Join us as a... Read More

Chief Compliance Officer (New York, NY): Our client, a successful global investment fund with over $50B in AUM, is hiring for an exceptional compliance professional to... Read More

Vice President, Employee Compliance Officer About the Company Globally-recognized banking group Industry Banking Type Subsidiary of a Public Company Founded 1996 Employees... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

The Compliance Officer will ensure the bank operates in compliance with federal and state regulations by developing, implementing, and maintaining the bank's Compliance... Read More

Chief Compliance Officer Vice President About the Company Thriving financial marketplace providing liquidity solutions for private market investors institutions Industry... Read More

Compliance Officer (New York, NY) Our client, a successful investment manager with over $15B in AUM, is hiring a motivated individual to join their legal and compliance... Read More

Compliance for a NYC based SEC registered investment advisory firm ( Midtown). You will handle investment advisory and fund related compliance work. This role reports to... Read More

Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related regulatory obligation. Key Accountabilities Support the... Read More

About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate... Read More

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate... Read More

COMPANY OVERVIEW KKR Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and... Read More

Americas Chief Compliance Office Assistant Vice President New York, NY As a Barclays Americas Chief Compliance Office Assistant Vice President, you will be accountable for... Read More

A leading global Investment Management firm is looking for Compliance Officer to join the compliance team and assist in the oversight of the Marketing Review and... Read More