Senior Compliance Officer Jobs in Roseland, NJ

The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state banking laws... Read More

The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state banking laws... Read More

Job Overview The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state... Read More

Senior Compliance Officer, Investments Compliance Location Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to manage risk. Join us as a... Read More

Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location: New York, New York Job Code - #LI-SL1 #LI-03 About DWS:... Read More

The opportunity to join a top investment banking firm and have wide exposure across research and compliance within the equities space. Client Details Client is global an... Read More

Senior Compliance Officer - Bloomberg Tradebook - Legal Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a... Read More

Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a... Read More

About this role: Wells Fargo is seeking Senior Lead Compliance Officers in Corporate Risk as part of Equity Sales and Trading Compliance. Learn more about the career areas... Read More

About this role: Wells Fargo is seeking Senior Lead Compliance Officers in Corporate Risk as part of Equity Sales and Trading Compliance. Learn more about the career areas... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money... Read More

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money... Read More

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money... Read More

Your role Are you a Compliance Professional who likes taking on responsibility? Do you enjoy working in a fast paced environment and being the subject matter expert? We... Read More

Your role Are you a Compliance Professional who likes taking on responsibility? Do you enjoy working in a fast paced environment and being the subject matter expert? We... Read More

Job Description The Role As the leader of the Compliance team for Fidelity Digital Assets?, you will provide regulatory advice and support to Fidelity's full-service,... Read More

Job Description: The Role As the leader of the Compliance team for Fidelity Digital Assets?, you will provide regulatory advice and support to Fidelity's full-service,... Read More

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More