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Compliance Officer Jobs in Purchase, NY
Jobs 1 to 20 of 14,011 -
Jobleads-US • Stamford, CT 06925This job description is intended to describe the general requirements for the position. It is not a complete statement of duties, responsibilities or requirements of the role. Other duties not listed here may be assigned as necessary to ensure the proper operations of... Read MoreThis job description is intended to describe the general requirements for the position. It is not a complete statement of duties,... Read More
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Confidential • New York, NY 10001Chief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance advice, and supporting... Read MoreChief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The... Read More
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NatWest Markets • Stamford, CT 06912
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DriveWealth • New York, NY 10001Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence around the world.... Read MoreJob Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to... Read More
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Trexquant Investment • Stamford, CT 06901Job Description Job Description Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We apply a wide variety of... Read MoreJob Description Job Description Trexquant is a growing systematic fund manager with a core team of highly accomplished... Read More
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Strategic Resource Partners, Inc. • New York, NY 10001Job Description Job Description One of the nation s largest investment brokerage and securities firm has two openings, a VP Compliance Officer and a VP, Capital Markets... Read MoreJob Description Job Description One of the nation s largest investment brokerage and securities firm has two openings, a VP... Read More
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RONALD MCDONALD HOUSE NEW YORK • New York, NY 10001Job Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and effectiveness of Ronald McDonald House of... Read MoreJob Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and... Read More
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New Start Capital • New York City, NY 10001New Start Capital is seeking a detail-oriented Compliance Officer to monitor and enforce adherence to regulatory requirements, particularly within the debt modification... Read MoreNew Start Capital is seeking a detail-oriented Compliance Officer to monitor and enforce adherence to regulatory requirements,... Read More
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Confidential • New York, NY 10001Deputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type Privately Held, Private Equity-backed Founded 1981 Employees 1001-5000 Categories Consulting Professional Services Financial Services Specialties... Read MoreDeputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type... Read More
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Dominari Securities LLC • New York, NY 10001Job Description Job Description Broker Dealer Compliance Officer Opportunity New York-based boutique broker-dealer and wealth management firm looking for a compliance... Read MoreJob Description Job Description Broker Dealer Compliance Officer Opportunity New York-based boutique broker-dealer and wealth... Read More
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Confidential • New York, NY 10001Chief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non Profit Founded 1895 Employees 201-500 Categories Health Care Mental Health Addiction Treatment Outpatient About the Role The Company is... Read MoreChief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non... Read More
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SMBC • New York, NY 10176SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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cesna • New York, NY 10001Job Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our team. The successful candidate will report... Read MoreJob Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our... Read More
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Confidential • New York City, NY 10001Privacy Compliance Officer Duties: Role Description: The candidate will be a versatile team player, display leadership qualities, and be enthusiastic in addressing new... Read MorePrivacy Compliance Officer Duties: Role Description: The candidate will be a versatile team player, display leadership qualities,... Read More
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Michael Page • New York, NY 10001Act as the second in command to the firm's VP of Compliance, dealing with a large variety of regulatory and financial crime responsibilities Client Details Foreign... Read MoreAct as the second in command to the firm's VP of Compliance, dealing with a large variety of regulatory and financial crime... Read More
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JCW • New York City, NY 10001Senior Compliance - Investment Banking Location: New York. NY (hybrid) Overview: We are recruiting for an experienced senior regulatory compliance professional to join an... Read MoreSenior Compliance - Investment Banking Location: New York. NY (hybrid) Overview: We are recruiting for an experienced senior... Read More
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Tradeweb • New York, NY 10176Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally. You will... Read MoreTradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our... Read More
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ACG Resources • New York, NY 10001Job Description Job Description Compliance Manager -Retail Bank Location: New York, NY Salary range offered is between $130k-$160k. Lead and manage a risk-based Compliance... Read MoreJob Description Job Description Compliance Manager -Retail Bank Location: New York, NY Salary range offered is between $130k-$160k.... Read More
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Tradeweb • New York, NY 10176You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for... Read MoreYou will have strong analytical, process management and communication skills with a proven ability to work with cross functional... Read More
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MetLife • New York, NY 10176Role Value Proposition Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with applicable internal... Read MoreRole Value Proposition Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and... Read More
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