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Vice President Compliance Jobs in Purchase, NY
Jobs 1 to 20 of 6,883 -
Confidential • Greenwich, CT 06830Vice President of Compliance About the Company Prestigious investment management firm Industry Investment Management Type Privately Held About the Role The Company is seeking a VP of Compliance to take on a pivotal leadership role in overseeing the compliance of... Read MoreVice President of Compliance About the Company Prestigious investment management firm Industry Investment Management Type Privately... Read More
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Jobleads-US • Greenwich, CT 06831Job Overview - VP of Compliance: Step into a pivotal leadership role with our client in Greenwich, CT, as the VP of Compliance. This full-time role oversees compliance for investment accounts, including private funds and managed accounts, while driving the firm s... Read MoreJob Overview - VP of Compliance: Step into a pivotal leadership role with our client in Greenwich, CT, as the VP of Compliance.... Read More
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Confidential • New York, NY 10001Vice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry Financial Services Type Public Company Founded 1985 Employees 1001-5000 Categories Advice Business Development Consulting Finance Financial... Read MoreVice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry... Read More
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Confidential • New York, NY 10001Vice President, Compliance Counsel About the Company Well-established banking institution Industry Banking Type Privately Held About the Role The Company is in need of a Compliance Counsel to take on a VP role within their dynamic Compliance and Legal team. The... Read MoreVice President, Compliance Counsel About the Company Well-established banking institution Industry Banking Type Privately Held... Read More
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Confidential • New York, NY 10001Vice President, Compliance Audit About the Company Top-tier international bank Industry Banking Type Privately Held About the Role The Company is seeking a Compliance Audit Vice President to play a key role in the oversight, design, and execution of the annual AML audit... Read MoreVice President, Compliance Audit About the Company Top-tier international bank Industry Banking Type Privately Held About the Role... Read More
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Confidential • Purchase, NY 10577Senior Vice President, Head of Compliance About the Company Thriving provider of property life insurance services Industry Insurance Type Privately Held Founded 2001 Employees 10,001+ Categories Insurance Health Insurance Risk Management Holding Companies Securities... Read MoreSenior Vice President, Head of Compliance About the Company Thriving provider of property life insurance services Industry... Read More
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Strategic Resource Partners, Inc. • New York, NY 10001Job Description Job Description One of the nation s largest investment brokerage and securities firm has two openings, a VP Compliance Officer and a VP, Capital Markets... Read MoreJob Description Job Description One of the nation s largest investment brokerage and securities firm has two openings, a VP... Read More
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Carrington • Old Greenwich, CT 06870What You Will Do Responsible for ensuring compliance with all state and federal lending regulations. Oversee and administer mortgage lending compliance duties to support... Read MoreWhat You Will Do Responsible for ensuring compliance with all state and federal lending regulations. Oversee and administer... Read More
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Confidential • New York, NY 10001Vice President, Global Compliance About the Company Pioneering pharmaceutical company specializing in immunoassay molecular testing solutions Industry Pharmaceuticals Type Privately Held Founded 1979 Employees 5001-10,000 Categories Medicine In-Vitro Pharmaceuticals... Read MoreVice President, Global Compliance About the Company Pioneering pharmaceutical company specializing in immunoassay molecular testing... Read More
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iCapital • Greenwich, CT 06830Job Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth... Read MoreJob Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology... Read More
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Michael Page • New York, NY 10001Help establish best in class risk and controls by testing and monitoring the broker dealer program of one of the largest financial services companies in NA. Client Details... Read MoreHelp establish best in class risk and controls by testing and monitoring the broker dealer program of one of the largest financial... Read More
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Confidential • New York, NY 10001Vice President/Senior Associate, Compliance About the Company Premier investment management firm catering to global clientele Industry Investment Management Type Privately Held About the Role The Company is seeking a VP/Senior Associate, Compliance to join their dynamic... Read MoreVice President/Senior Associate, Compliance About the Company Premier investment management firm catering to global clientele... Read More
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Confidential • New York, NY 10001Senior Vice President, Control Room Compliance About the Company Ambitious asset management firm Industry Financial Services Type Privately Held About the Role The Company is in search of an SVP for Control Room Compliance to lead their control room team. The successful... Read MoreSenior Vice President, Control Room Compliance About the Company Ambitious asset management firm Industry Financial Services Type... Read More
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BlackRock • New York, NY 10176About this role Role Description: This individual will join the US Marketing and Distribution Compliance team to focus on the sales and marketing efforts of BlackRock's... Read MoreAbout this role Role Description: This individual will join the US Marketing and Distribution Compliance team to focus on the sales... Read More
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StoneX Group • New York, NY 10169Overview: Permanent, full time onsite Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from... Read MoreOverview: Permanent, full time onsite Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000... Read More
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ManpowerGroup • New York, NY 10176Our top banking client is seeking a Vice President of Compliance Monitoring Testing (Swaps) to join their office in New York City. This position will play an integral role... Read MoreOur top banking client is seeking a Vice President of Compliance Monitoring Testing (Swaps) to join their office in New York City.... Read More
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Wedbush Securities • New York, NY 10019Job Description Wedbush Securities is one of the largest full-service investment banks in the nation. We provide innovative financial solutions through our Wealth... Read MoreJob Description Wedbush Securities is one of the largest full-service investment banks in the nation. We provide innovative... Read More
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Little Flower • New York, NY 10001Job Description Job Description Salary: $110,000 - $130,000 A Career at Little Flower: Little Flower Children and Family Services of New York is a nonprofit organization... Read MoreJob Description Job Description Salary: $110,000 - $130,000 A Career at Little Flower: Little Flower Children and Family Services... Read More
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Confidential • New York, NY 10001Vice President, IR Governmental Grant Compliance Admin About the Company Respected credit union focused on community development Industry Banking Type Privately Held Founded 1995 Employees 201-500 Categories Banking Mortgages ATM and Debit Cards Arkansas Banking Biloxi... Read MoreVice President, IR Governmental Grant Compliance Admin About the Company Respected credit union focused on community development... Read More
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iCapital • New York, NY 10001Job Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth... Read MoreJob Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology... Read More
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