• Senior Compliance Officer Jobs in Purchase, NY

    Jobs 1 to 20 of 1,883

  • Compliance Risk Management Sr Officer I - Compliance Risk Issues Management Program Team

    Citigroup • New York, NY 10176
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More

  • Chief Compliance Officer

    Confidential • New York, NY 10001
    Chief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The... Read More

  • Chief Compliance Officer

    DriveWealth • New York, NY 10001
    Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to... Read More

  • Executive Director: Anti-money Laundering Risk - Enhanced Due Diligence

    Morgan Stanley • Purchase, NY 10577
    Morgan Stanley is a global financial services firm that conducts its business through three principal business segments... Read More

  • Deputy Chief Compliance Officer

    Confidential • New York, NY 10001
    Deputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type... Read More

  • Compliance Risk Sr Officer I - Privacy and Responsible Information

    Citigroup • New York, NY 10176
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More

  • Senior Compliance Officer - Public Side Advisory - Executive Director

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Chief Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Anti Money Laundering Project Associate Manager

    Deloitte • Stamford, CT 06912
    Do you have a passion for investigating and combating money laundering, terrorist financing, and sanctions around the world? If so,... Read More

  • Vendor Compliance Analyst Sr.

    Global Channel Management Inc. • Port Washington, NY 11055
    About the job Vendor Compliance Analyst Sr. Vendor Compliance Analyst Sr. needs 2+ years vendor compliance experience Vendor... Read More

  • Chief Compliance Officer for Self Clearing Broker Dealer

    AJ Consultancy • New York, NY 10001
    Job Description Job Description Self Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of... Read More

  • Technology Compliance - Senior Analyst

    Interactive Brokers • Greenwich, CT 06830
    Job Description Job Description Job Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance... Read More

  • Anti Money Laundering Project Associate Senior Consultant

    Deloitte • Stamford, CT 06912
    Do you have a passion for investigating and combating money laundering, terrorist financing, and sanctions around the world? If so,... Read More

  • Chief Compliance Officer & Associate General Counsel, Mutual Funds

    Neuberger Berman • New York, NY 10176
    Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More

  • Senior Compliance Analyst

    Guardian Life • New York, NY 10176
    Guided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building... Read More

  • Chief Research Compliance Officer

    Confidential • New York, NY 10001
    Chief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non... Read More

  • Broker Dealer Chief Compliance Officer

    Tradeweb • New York, NY 10176
    You will have strong analytical, process management and communication skills with a proven ability to work with cross functional... Read More

  • Enhanced Due Diligence/ Anti-Money Laundering Analyst

    Flagstar Bank, N.A. • Hicksville, NY 11815
    Position Title Enhanced Due Diligence/ Anti-Money Laundering Analyst Location Hicksville/100 Duffy Avenue/110025 Job Summary Pay... Read More

  • Senior Technical Compliance Business Analyst

    Saxon Global • White Plains, NY 10605
    Job Description: Anti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project.... Read More

  • Senior Supervisor, Anti-Money Laundering (AML) Transaction Monitoring Operations

    Capital One Services, LLC • Melville, NY 11775
    Plano 2 (31062), United States of America, Plano, Texas Senior Supervisor, Anti-Money Laundering (AML) Transaction Monitoring... Read More

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