Chief Compliance Officer Jobs in Purchase, NY

Location: New York, NY, New York Type: Perm (Contingency) Job #36052 Salary: $250,000 Position Overview - Deputy Chief Compliance Officer: Our client, a leading investment... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for... Read More

Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity,... Read More

Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth... Read More

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage... Read More

Director Electronic Trading Compliance Officer, US Closing date for applications: 29/09/2024 Stamford,United States Permanent Full Time #R-00241613 Share:... Read More

Work Location : United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed to providing fair and equitable... Read More

Overview: We are looking for an Assistance Vice President of Finance to oversee all expense, budget, and accounts payables activities within the company. An ideal... Read More

Our Purpose We work to connect and power an inclusive, digital economy that benefits everyone, everywhere by making transactions safe, simple, smart and accessible. Using... Read More

Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

Teladoc Health is a global, whole person care company made up of a diverse community of people dedicated to transforming the healthcare experience. As an employee, you're... Read More

Overview The VP of Commercial Lines supervises an assigned team of account executives, team leaders and support staff while servicing an existing book of business. In this... Read More

About the job Company Description Prentice Capital Management, LP is a low net long/short equity manager based in Greenwich, CT. The firm, founded by PM Michael Zimmerman,... Read More

Overview: Chief Executive Officer Innovative Intercultural Inclusive OPPORTUNITY INTEMPO provides high-quality classical and intercultural music education to children,... Read More

iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset... Read More

Vice President of Operations Office or Project Location New Rochelle, NY Company Becho, Inc. Job Code 2403 Becho Incorporated, a Tutor Perini Company, is seeking a... Read More

About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment... Read More