Compliance Associate Jobs in Staten Island, NY

Acumen is looking for a Compliance Associate to join our Legal team, based in New York. We're seeking someone with a minimum of 3 years of experience in operations or... Read More

Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies. Draft, implement, maintain, and test compliance... Read More

UC Compliance Associate + Job Tracking ID: 512690-885395 Job Location: New York, NY Job Level: Mid Career (2+ years) Level of Education: High School/GED + Job Type:... Read More

Who we are Joule, a System One division, is looking to expand its dynamic internal team of recruiting and operations professionals. With more than 6,000 employees and... Read More

Summary The Sanctions Compliance Associate will work to strengthen all aspects of the bank's Sanctions Compliance Program, including effective policy, procedure, and risk... Read More

Who we are: Apply now, read the job details by scrolling down Double check you have the necessary skills before sending an application. Joule, a System One division, is... Read More

Current Employees and Contractors Apply Here Osaic Careers Compliance Opportunity in Financial Services Operations and Compliance Associate Location(s): Ladenburg Thalmann... Read More

Who we are: Pharo Management is a leading global macro hedge fund with a focus on emerging markets. Founded in 2000, the firm has offices in London, New York and Hong Kong... Read More

WHO ARE WE? There are over 30M small businesses in the United States, but only a tiny fraction of them have a workplace savings program in place. As the savings gap in the... Read More

Introduction Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries... Read More

Compliance Associate - OTC Surveillance The Compliance Department at Millennium serves to adopt, implement, and carry out a compliance program, including policies and... Read More

Employer Summary: Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and... Read More

The Role: About Lord Abbett: Founded in 1929, Lord Abbett is an independent firm with a singular focus on the management of money. Over the course of our history, weve... Read More

MORE ABOUT THIS JOB: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen... Read More

Compliance Associate If you are a highly motivated individual and looking to join a vibrant growing company, Hennion Walsh, Inc. may be the right choice for you. Overview... Read More

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of... Read More

Description Robert Half Financial Services are currently recruiting for a Compliance Associate role at a global Investment firm based in midtown Manhattan New York. Our... Read More

MORE ABOUT THIS JOB: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen... Read More

Summary The Sanctions Compliance Associate will work to strengthen all aspects of the bank's Sanctions Compliance Program, including effective policy, procedure, and risk... Read More