Compliance Associate Jobs

Job Description Job Description Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it s New York Office to assist with compliance... Read More

Job Description Job Description Emerge is actively recruiting for a COMPLIANCE ASSOCIATE with a fantastic financial advisory client firm of ours. Our client is growing and... Read More

Job Description Job Description About Us We are the leading player in SaaS analytics and workflow space for dental practices, launched in 2015 to help dentists manage and... Read More

About the Role: The Compliance Associate is responsible for helping to keep our RIA compliant with federal and state securities laws by establishing controls, best... Read More

Job Description Job Description Compliance Associate Sowell Management Little Rock, AR ONSITE Reports to Chief Compliance Officer Here at Sowell Management everything we... Read More

About the Role: The Compliance Associate is responsible for helping to keep our RIA compliant with federal and state securities laws by establishing controls, best... Read More

Job Details Job Location : Tulsa, OK Salary Range : Undisclosed Job Category : Admin - Clerical Job Description Essential Qualities The Compliance Associate at Tulsa... Read More

Location: Fairfield County, CT Compensation: $100k-$150k base + bonus Responsibilities: Facilitating the timely completion of regulatory filings such as ADV, Form D,... Read More

Job Description Job Description Job Description: Our client is looking for a dynamic and thoughtful candidate to join their insurance team as a Compliance Associate. This... Read More

LHH Recruitment Solutions, in partnership with a company in New York, is seeking an experienced Compliance Associate to join their team. This position is full-time on site... Read More

Job Description Job Description 1. Assumes responsibility for assisting with the accurate and effective performance of Branch audits. Assist in performing Branch audits... Read More

Job Description Job Description LHH Recruitment Solutions, in partnership with a company in New York, is seeking an experienced Compliance Associate to join their team.... Read More

About Prelude is a life science technology company looking to make the world safer and healthier by accelerating new product development of life-saving medicine and... Read More

Job Description Job Description Position Description Work with and support the General Counsel and Chief Compliance Officer to ensure that the company and its affiliates... Read More

Job Description Job Description Salary: LCG Advisors is seeking a Compliance Associate for our Consumer Finance Group. This role is integral to the development of a new... Read More

Job Description Job Description City National Bank and Trust Job Description: Compliance Associate Department: Compliance Status: Full time Description: Assist the... Read More

Job Description Job Description Benefits: 401(k) 401(k) matching Bonus based on performance Competitive salary Health insurance Opportunity for advancement Paid time off... Read More

Employer Summary: Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and... Read More

Compliance Professional (New York, NY): Our client, a prominent private equity and private credit fund with over $100B in AUM, is looking for a driven Compliance... Read More