Senior Compliance Associate Jobs

Employer Summary: Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and... Read More

Location: LA or San Francisco Job # 4110 Compensation: $135,000-185,000 base + bonus We are representing a Compliance opportunity with a well known compliance consulting... Read More

VP/Senior Associate Compliance (New York, NY) Our client, a leading $35B+ global investment manager with diverse product offerings, is hiring a driven Compliance... Read More

Job Description Job Description Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it s New York Office to assist with compliance... Read More

Location: Fairfield County, CT (on-site) Compensation: $200k-$225k base + Bonus Key responsibilities include: Ensure ongoing adoption, implementation and management of... Read More

Plano 5 (31065), United States of America, Plano, Texas Senior Compliance Testing Associate The Corporate Compliance team is seeking an experienced Senior Associate who... Read More

Location: San Francisco, California Compensation: $140k-$170k + Bonus Responsibilities: Assist with a wide variety of regulatory, corporate, fund and investment compliance... Read More

Serve as a member of the Enterprise Communications Compliance ( ECC ) team that provides advice and guidance regarding the applicability of regulatory requirements,... Read More

General Summary: The BSA Compliance Associate will be responsible for supporting the bank s BSA / AML Program. They will assist in performing day-to-day functional tasks... Read More

Job Description Job Description Salary: For over 20 years, Waystone has been at the cutting edge of specialist services for the asset management industry partnering with... Read More

Our hedge fund client is seeking a Compliance Associate to join its team in Connecticut, and support its continued growth. This role offers a unique opportunity to be part... Read More

Business Title: Senior Associate, Consumer Compliance Requisition Number: 118208 - 32 Function: Advisory Area of Interest: State: IL City: Chicago Description: KPMG... Read More

Business Title: Senior Associate, Consumer Compliance Requisition Number: 118208 - 78 Function: Advisory Area of Interest: State: PA City: Pittsburgh Description: KPMG... Read More

Business Title: Senior Associate, Consumer Compliance Requisition Number: 118208 - 40 Function: Advisory Area of Interest: State: MA City: Boston Description: KPMG... Read More

Business Title: Senior Associate, Consumer Compliance Requisition Number: 118208 - 21 Function: Advisory Area of Interest: State: DC City: Washington Description: KPMG... Read More

Business Title: Senior Associate, Consumer Compliance Requisition Number: 118208 - 51 Function: Advisory Area of Interest: State: NC City: Charlotte Description: KPMG... Read More

Business Title: Senior Associate, Consumer Compliance Requisition Number: 118208 - 87 Function: Advisory Area of Interest: State: TX City: Dallas Description: KPMG... Read More

Business Title: Senior Associate, Consumer Compliance Requisition Number: 118208 - 68 Function: Advisory Area of Interest: State: NY City: New York Description: KPMG... Read More

Specialty/Competency: Conduct and Compliance Industry/Sector: Pharma and Life Sciences Time Type: Full time Travel Requirements: Up to 40% A career within Regulatory Risk... Read More