• Senior Compliance Officer Jobs in Staten Island, NY

    Jobs 1 to 20 of 1,392

  • Senior Compliance Officer - Alternative Investments

    DWS Group • New York, NY 10261
    Employer: DWS Group Title: Senior Compliance Officer - Alternative Investments Location: New York, NY About DWS: DWS Group (DWS) is... Read More

  • Senior Compliance Officer Branch Inspections Team

    Madison-Davis, LLC • New York, NY 10261
    A broker dealer located in Midtown Manhattan looking to bring on board a Senior Compliance Officer Branch Inspections Team to join... Read More

  • Senior Compliance Officer TDS (US) - Monitoring and Testing

    TD Bank • New York, NY 10176
    Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: - TD is committed... Read More

  • Senior Lead Compliance Officer

    Wells Fargo • New York, NY 10176
    About this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Equity Sales and Trading... Read More

  • Senior Compliance Officer TDS (US) Branch Inspections Team

    TD Bank • New York, NY 10176
    Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: 100,000 - 140,000... Read More

  • Senior Compliance Officer - Trade / Export Control - Legal & Compliance

    Bloomberg • New York, NY 10176
    Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The... Read More

  • Compliance Officer Senior-Consumer

    City National Bank • New York, NY 10176
    COMPLIANCE OFFICER SENIOR-CONSUMER WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and... Read More

  • Senior Product Compliance Officer (SVP) - Credit Card Sales and Marketing

    Citigroup • New York, NY 10176
    Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible... Read More

  • Senior Compliance Officer - Public Side Advisory - Executive Director

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Chief Compliance Officer

    Social Capital Resources • New York, NY 10261
    Commercial Bank in Midtown, Manhattan is seeking a Chief Compliance/Risk Officer! RESPONSIBILITIES: Responsible for leading... Read More

  • Senior Data Privacy Compliance Officer - Legal & Compliance

    Bloomberg • New York, NY 10176
    Senior Data Privacy Compliance Officer - Legal Compliance New York, NY Posted Jun 11, 2024 - Requisition No. 125883 The energy of a... Read More

  • Compliance Product Sr Officer I (SVP) - Transaction Conflicts Advisory

    Citigroup • Jersey City, NJ 07308
    Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible... Read More

  • Chief Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Compliance Risk Mgmt Sr Officer I - SVP (Hybrid)

    Citigroup • New York, NY 10176
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More

  • Director Investment Banking and Regulatory Compliance Officer

    Crédit Agricole CIB • New York, NY 10261
    Summary: The Conflicts Management Group ( CMG ) in the Americas is responsible for the regulatory advisory function and the... Read More

  • Anti-Money Laundering Analyst

    Atlantic Group • New York, NY 10261
    The Atlantic Group has partnered with a financial services firm in the NYC area. They have an immediate need for an AML Analyst to... Read More

  • Senior Compliance Analyst - Market Controls

    Robert Half • New York, NY 10176
    Description Senior Compliance Analyst - Market Controls Our client a top tier sell side house continues to build out their trading... Read More

  • Compliance Risk Management Senior Officer I - Regulatory Engagement - Hybrid

    Citigroup • New York, NY 10176
    Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office... Read More

  • Associate Compliance Officer / Asset Management

    Kahn Brothers Group • New York, NY 10261
    Looking for an opportunity to develop a career in financial compliance in an environment that supports collaboration, growth and a... Read More

  • SVP, Compl Product Sr Officer - Services Platforms Compliance - C14 (Jersey City)

    Hispanic Technology Executive Council • Jersey City, NJ 07097
    Serves as a senior CitiDirect CitiConnect product compliance risk officer for Independent Compliance Risk Management (ICRM)... Read More

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