Compliance Officer Jobs in Staten Island, NY

We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry... Read More

Chief Compliance Officer (New York, NY): Our client, a successful global investment fund with over $50B in AUM, is hiring for an exceptional compliance professional to... Read More

About Faire Faire is an online wholesale marketplace built on the belief that the future is local - independent retailers around the globe are doing more revenue than... Read More

Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related regulatory obligation. Key Accountabilities Support the... Read More

Compliance Officer (New York, NY) Our client, a successful investment manager with over $15B in AUM, is hiring a motivated individual to join their legal and compliance... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

The Compliance Officer will ensure the bank operates in compliance with federal and state regulations by developing, implementing, and maintaining the bank's Compliance... Read More

About Us: Piermont Bank is a tech-enabled digital commercial bank founded in 2019 with a mission of changing the face and pace of banking. It provides an unprecedented... Read More

A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance Officer for all day to day... Read More

COMPANY OVERVIEW KKR Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and capital markets and... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Americas Chief Compliance Office Assistant Vice President New York, NY As a Barclays Americas Chief Compliance Office Assistant Vice President, you will be accountable for... Read More

A leading global Investment Management firm is looking for Compliance Officer to join the compliance team and assist in the oversight of the Marketing Review and... Read More

A prominent Broker-Dealer client of ours is seeking to grow their compliance function by adding an FCM (Futures Commission Merchant) Compliance Officer to their team. This... Read More

Surveillance Compliance Officer New York, NY Hybrid Hamlyn Williams have partnered with a global financial services platform, based in New York, NY, that are looking to... Read More

About Faire Faire is an online wholesale marketplace built on the belief that the future is local - independent retailers around the globe are doing more revenue than... Read More

Chief Compliance Officer (CCO) of Broker-Dealer at GCM Grosvenor New York, New York, United States SUMMARY The Compliance team is looking for a Chief Compliance Officer... Read More

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

Position Summary Assured Guaranty is seeking to hire a compliance lawyer in the New York office to provide compliance, governance and legal support to the Chief Compliance... Read More