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Senior Compliance Officer Jobs in Tarrytown, NY
Jobs 1 to 20 of 1,801 -
SpeedTrader • Katonah, NY 10536SpeedTrader, Inc., is a New York-based online retail brokerage firm that provides stock and options trading services for active traders. The firm was established in 1999.... Read MoreSpeedTrader, Inc., is a New York-based online retail brokerage firm that provides stock and options trading services for active... Read More
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TIAA • New York, NY 10176Enterprise Sr Compliance Officer The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief Compliance Officer (CCO) to help... Read MoreEnterprise Sr Compliance Officer The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance... Read More
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NatWest Markets • Stamford, CT 06912
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Amalgamated Bank of NY • New York, NY 10001Job Description Job Description Amalgamated Bank seeks a Chief Compliance Officer (CCO) who will be reporting to the Chief Legal Officer. The Chief Compliance Officer... Read MoreJob Description Job Description Amalgamated Bank seeks a Chief Compliance Officer (CCO) who will be reporting to the Chief Legal... Read More
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Citigroup • New York, NY 10176Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures,... Read MoreServes as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More
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Confidential • New York, NY 10001Chief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance advice, and supporting... Read MoreChief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The... Read More
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Confidential • New York, NY 10001Deputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type Privately Held, Private Equity-backed Founded 1981 Employees 1001-5000 Categories Consulting Professional Services Financial Services Specialties... Read MoreDeputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type... Read More
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Citigroup • New York, NY 10176Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures,... Read MoreServes as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More
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SMBC • New York, NY 10176SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Morgan Stanley • Purchase, NY 10577Morgan Stanley is a global financial services firm that conducts its business through three principal business segments Institutional Securities, Wealth Management (WM),... Read MoreMorgan Stanley is a global financial services firm that conducts its business through three principal business segments... Read More
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SMBC • New York, NY 10176SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Memorial Sloan-Kettering Cancer Center • New York, NY 10176Pay Range $73,900.00-$114,400.00 Company Overview The people of Memorial Sloan Kettering Cancer Center (MSK) are united by a singular mission: ending cancer for life. Our... Read MorePay Range $73,900.00-$114,400.00 Company Overview The people of Memorial Sloan Kettering Cancer Center (MSK) are united by a... Read More
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AJ Consultancy • New York, NY 10001Job Description Job Description Self Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self Clearing... Read MoreJob Description Job Description Self Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of... Read More
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Randstad US • New York, NY 10176anti money laundering specialist. new york , new york posted 1 day ago job details summary $50 - $52 per hour contract bachelor degree category computer and mathematical... Read Moreanti money laundering specialist. new york , new york posted 1 day ago job details summary $50 - $52 per hour contract bachelor... Read More
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Neuberger Berman • New York, NY 10176Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity,... Read MoreChief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More
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Guardian Life • New York, NY 10176Guided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building a best-in-class Law Department. We drive... Read MoreGuided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building... Read More
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Interactive Brokers • Greenwich, CT 06831Job Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. Responsibilities The Senior Compliance Analyst's primary focus will be to: Support... Read MoreJob Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working... Read More
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Confidential • New York, NY 10001Chief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non Profit Founded 1895 Employees 201-500 Categories Health Care Mental Health Addiction Treatment Outpatient About the Role The Company is... Read MoreChief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non... Read More
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Tradeweb • New York, NY 10176You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for... Read MoreYou will have strong analytical, process management and communication skills with a proven ability to work with cross functional... Read More
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Deloitte • Stamford, CT 06912Do you have a passion for investigating and combating money laundering, terrorist financing, and sanctions around the world? If so, please consider an opportunity with... Read MoreDo you have a passion for investigating and combating money laundering, terrorist financing, and sanctions around the world? If so,... Read More
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