Compliance Officer Jobs in Tarrytown, NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Long-term manufacturer is looking for an office manager who has experience in import/export logistics. Job Duties: Manage the administrative assistant and coordinate daily... Read More

Siebert Williams Shank Co., LLC ( SWS or the Firm ) (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced... Read More

Job Description Job Description City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern New... Read More

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Description Our client, a pension fund, is seeking a Privacy Compliance Associate to join their NYC based team. The Privacy and Compliance Specialist is responsible for... Read More

This job description is intended to describe the general requirements for the position. It is not a complete statement of duties, responsibilities or requirements of the... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally. You will... Read More

You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for... Read More

Role Value Proposition Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with applicable internal... Read More

Position: Bank Trust Compliance Officer Department: New York Private Bank Trust Reports To: Vice Chairman / Chief Compliance Officer Employment Status: Full-Time, Exempt... Read More

About the Role: Grade Level (for internal use): 12 The Team: Working with Compliance Officers and the Risk Internal Controls team globally, the Data Technology Covering... Read More

Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity,... Read More

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your... Read More

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

Overview: New York Institute of Technology's six schools and colleges offer undergraduate, graduate, and professional degree programs in in-demand disciplines including... Read More

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's 10 largest financial... Read More