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Compliance Officer Jobs in Tarrytown, NY
Jobs 1 to 20 of 14,867 -
SpeedTrader • Katonah, NY 10536SpeedTrader, Inc., is a New York-based online retail brokerage firm that provides stock and options trading services for active traders. The firm was established in 1999.... Read MoreSpeedTrader, Inc., is a New York-based online retail brokerage firm that provides stock and options trading services for active... Read More
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Amalgamated Bank of NY • New York, NY 10001Job Description Job Description Amalgamated Bank seeks a Chief Compliance Officer (CCO) who will be reporting to the Chief Legal Officer. The Chief Compliance Officer... Read MoreJob Description Job Description Amalgamated Bank seeks a Chief Compliance Officer (CCO) who will be reporting to the Chief Legal... Read More
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BestForexBonus.com • Greenwich, CT 06831Interactive Brokers | Compliance Officer Electronic Trading Job description: Work with firm management and programming staff to ensure the firm complies with Market Access... Read MoreInteractive Brokers | Compliance Officer Electronic Trading Job description: Work with firm management and programming staff to... Read More
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Confidential • New York, NY 10001Chief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance advice, and supporting... Read MoreChief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The... Read More
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Amalgamated Bank of NY • New York, NY 10001Job Description Job Description Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Bank s loan, deposit products and... Read MoreJob Description Job Description Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to... Read More
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Robert Half • New Hyde Park, NY 11040Job Description Job Description Our client, an innovative home healthcare company, is seeking a Compliance Manager to join their team. This position is 80% REMOTE. Only... Read MoreJob Description Job Description Our client, an innovative home healthcare company, is seeking a Compliance Manager to join their... Read More
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Confidential • New York, NY 10001Deputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type Privately Held, Private Equity-backed Founded 1981 Employees 1001-5000 Categories Consulting Professional Services Financial Services Specialties... Read MoreDeputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type... Read More
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cesna • New York, NY 10001Job Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our team. The successful candidate will report... Read MoreJob Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our... Read More
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Dominari Securities LLC • New York, NY 10001Job Description Job Description Broker Dealer Compliance Officer Opportunity New York-based boutique broker-dealer and wealth management firm looking for a compliance... Read MoreJob Description Job Description Broker Dealer Compliance Officer Opportunity New York-based boutique broker-dealer and wealth... Read More
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Jobleads-US • Stamford, CT 06925This job description is intended to describe the general requirements for the position. It is not a complete statement of duties, responsibilities or requirements of the role. Other duties not listed here may be assigned as necessary to ensure the proper operations of... Read MoreThis job description is intended to describe the general requirements for the position. It is not a complete statement of duties,... Read More
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Trexquant Investment • Stamford, CT 06901Job Description Job Description Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We apply a wide variety of... Read MoreJob Description Job Description Trexquant is a growing systematic fund manager with a core team of highly accomplished... Read More
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Confidential • New York, NY 10001Chief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non Profit Founded 1895 Employees 201-500 Categories Health Care Mental Health Addiction Treatment Outpatient About the Role The Company is... Read MoreChief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non... Read More
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SMBC • New York, NY 10176SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Michael Page • New York, NY 10001Act as the second in command to the firm's VP of Compliance, dealing with a large variety of regulatory and financial crime responsibilities Client Details Foreign... Read MoreAct as the second in command to the firm's VP of Compliance, dealing with a large variety of regulatory and financial crime... Read More
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NatWest Markets • Stamford, CT 06912
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TIAA • New York, NY 10176Enterprise Sr Compliance Officer The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief Compliance Officer (CCO) to help... Read MoreEnterprise Sr Compliance Officer The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance... Read More
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AJ Consultancy • New York, NY 10001Job Description Job Description Self Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self Clearing... Read MoreJob Description Job Description Self Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of... Read More
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Pyramid Consulting, Inc • New York City, NY 10001Immediate need for a talented Privacy Compliance Officer/Data Protection . This is a 06+ Months Contract opportunity with long-term potential and is located in New York NY... Read MoreImmediate need for a talented Privacy Compliance Officer/Data Protection . This is a 06+ Months Contract opportunity with long-term... Read More
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ACG Resources • New York, NY 10001Job Description Job Description Compliance Manager -Retail Bank Location: New York, NY Salary range offered is between $130k-$160k. Lead and manage a risk-based Compliance... Read MoreJob Description Job Description Compliance Manager -Retail Bank Location: New York, NY Salary range offered is between $130k-$160k.... Read More
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Tradeweb • New York, NY 10176Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally. You will... Read MoreTradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our... Read More
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