• Chief Compliance Officer Jobs in Tarrytown, NY

    Jobs 1 to 20 of 4,823

  • Chief Compliance Officer

    Sumitomo Mitsui Financial Group, Inc. • New York, NY 10022
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Chief Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Broker Dealer Chief Compliance Officer

    Tradeweb • New York, NY 10176
    You will have strong analytical, process management and communication skills with a proven ability to work with cross functional... Read More

  • Chief Compliance Officer & Associate General Counsel, Mutual Funds

    Neuberger Berman • New York, NY 10176
    Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More

  • Vice President (VP) of New York

    Northeast Family Services • New Rochelle, NY 10801
    Job Description Job Description Northeast Family Services is seeking a Vice President (VP) of New York to support the agency s... Read More

  • Chief Executive Officer (CEO) - SaaS Startup

    Mai Placement • Suffern, NY 10901
    Job Description Job Description Chief Executive Officer (CEO) - SaaS Startup Location: Suffern, NY Salary: $225,000 - $300,000... Read More

  • Vice President, Compliance - Monitoring & Testing

    TD Bank • New York, NY 10176
    Work Location : United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed... Read More

  • Director, Volcker Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • vice president of engineering

    Randstad US • White Plains, NY 10606
    vice president of engineering. white plains , new york posted september 23, 2024 job details summary $195,000 - $230,000 per year... Read More

  • Director Electronic Trading Compliance Officer, US

    NatWest Markets • Stamford, CT 06928
    This job description is intended to describe the general requirements for the position. It is not a complete statement of duties,... Read More

  • Settlements- Vice President

    SMBC • White Plains, NY 10606
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Executive Vice President

    Randstad • White Plains, NY 10606
    Job summary: A great client is seeking a EVP to join their team. They are in the start-up phase of a new company. The EVP will help... Read More

  • Vice President, Civil Engineering

    WSP USA • Valhalla, NY 10595
    This Opportunity WSP USA is currently initiating a search for a Vice President, Civil Engineering to join and grow our Northeast... Read More

  • VP, Compliance Product Officer - Markets Electronic Trading NAM/LATAM - C13 (New York)

    Citigroup • New York, NY 10176
    Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible... Read More

  • Chief Executive Officer, Huddle

    Palm Venture Studios • Greenwich, CT 06830
    Job Description Job Description This is a very particular role scope . Please read it carefully, and only apply if you fully... Read More

  • Vice President of Operations

    Tutor Perini • New Rochelle, NY 10801
    Vice President of Operations Office or Project Location New Rochelle, NY Company Becho, Inc. Job Code 2403 Becho Incorporated, a... Read More

  • Vice President Product Managment

    Mastercard • Harrison, NY 10528
    Our Purpose We work to connect and power an inclusive, digital economy that benefits everyone, everywhere by making transactions... Read More

  • Compliance Officer

    Siebert Williams Shank • New York, NY 10001
    Siebert Williams Shank Co., LLC ( SWS or the Firm ) (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven,... Read More

  • Vice President, Leadership Development

    Mastercard, Inc. • Purchase, NY 10577
    Our Purpose We work to connect and power an inclusive, digital economy that benefits everyone, everywhere by making transactions... Read More

  • Assistant Vice President, Training Associate

    Morgan Stanley • Purchase, NY 10577
    Support PBG Distribution COO Team in the design, creation, implementation and measurement of key sales training and professional... Read More

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