Senior Compliance Associate Jobs in Astoria, NY

Job Description We are seeking a highly skilled Senior Associate to join our team and assist in executing audits with a focus on consumer compliance. The ideal candidate... Read More

Employer Summary: Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and... Read More

As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical... Read More

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More

Guided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building a best-in-class Law Department. We drive... Read More

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm... Read More

Sr. Associate, AML Compliance- Corporate Investment Banking New York, United States of America The Sr. Associate, AML Compliance is responsible, as assigned by management,... Read More

The Investment Performance Team in Nuveen's Global Investment Operations organization prepares performance calculations, reporting, Global Investment Performance Standards... Read More

Ankura is a team of excellence founded on innovation and growth. Ankura is a specialized global expert services firm defined by HOW we solve challenges. Whether a client... Read More

Job Summary Join our dynamic Risk Management and Compliance team at JPMorgan Chase, where your skills will be instrumental in managing emerging risks and promoting... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence Conflicts Network (ICN) Do you have a focus on compliance with regulations and... Read More

GIC is one of the world's largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally... Read More

Work Location: United States of America Hours: 40 Pay Details: $68,640 - $112,320 USD TD is committed to providing fair and equitable compensation opportunities to all... Read More

Acumen is looking for a Compliance Associate to join our Legal team, based in New York. We're seeking someone with a minimum of 3 years of experience in operations or... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence Conflicts Network (ICN) Do you have a focus on compliance with regulations and... Read More

MORE ABOUT THIS JOB: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen... Read More

Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies. Draft, implement, maintain, and test compliance... Read More