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Compliance Associate Jobs in Astoria, NY
Jobs 1 to 20 of 456 -
CAIPA MSO LLC • New York, NY 10261Description: CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our... Read MoreDescription: CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City... Read More
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CAIPA MSO LLC • New York, NY 10038Description: CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place... Read MoreDescription: CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City... Read More -
The Goodkind Group, LLC • New York, NY 10261Excellent opportunity with a great organization in the NYC area. This role will primarily assist with the compliance program in managing legal, regulatory and compliance... Read MoreExcellent opportunity with a great organization in the NYC area. This role will primarily assist with the compliance program in... Read More
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Fitch Group, Inc. • New York, NY 10261Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Senior Compliance Associate Requisition ID: 46761 Business Unit: Fitch Group... Read MorePress Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Senior Compliance Associate Requisition... Read More
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Pharo Management • New York, NY 10261Who we are: Pharo Management is a leading global macro hedge fund with a focus on emerging markets. Founded in 2000, the firm has offices in London, New York and Hong Kong... Read MoreWho we are: Pharo Management is a leading global macro hedge fund with a focus on emerging markets. Founded in 2000, the firm has... Read More
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Robert Half • New York, NY 10176Description Robert Half Financial Services are currently recruiting for a Compliance Associate role at a global Investment firm based in midtown Manhattan New York. Our... Read MoreDescription Robert Half Financial Services are currently recruiting for a Compliance Associate role at a global Investment firm... Read More
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Octagon Credit Investors • New York, NY 10261Employer Summary: Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and... Read MoreEmployer Summary: Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield... Read More
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Liberty One Group • New York, NY 10261Entry Level Position- Risk Management and Compliance Job Description: Real Estate Company located in Lower Manhattan (Wall St. area) is seeking to hire an entry level risk... Read MoreEntry Level Position- Risk Management and Compliance Job Description: Real Estate Company located in Lower Manhattan (Wall St.... Read More
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SMBC • Jersey City, NJ 07308SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Green Key Resources • New York, NY 10261Job Title: Investment Compliance Operations Associate Job Description: This person will be a key addition to the Investment Compliance Operations team and the US Trading... Read MoreJob Title: Investment Compliance Operations Associate Job Description: This person will be a key addition to the Investment... Read More
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Kahn Brothers Group • New York, NY 10261Looking for an opportunity to develop a career in financial compliance in an environment that supports collaboration, growth and a healthy work-life balance? The Kahn... Read MoreLooking for an opportunity to develop a career in financial compliance in an environment that supports collaboration, growth and a... Read More
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Grant Thornton LLP • New York, NY 10176As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical... Read MoreAs a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business... Read More
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DWS Group • New York, NY 10261Employer: DWS Group Title: Senior Compliance Officer - Alternative Investments Location: New York, NY About DWS: DWS Group (DWS) is one of the world's leading asset... Read MoreEmployer: DWS Group Title: Senior Compliance Officer - Alternative Investments Location: New York, NY About DWS: DWS Group (DWS) is... Read More
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SMBC • New York, NY 10176SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Wells Fargo • New York, NY 10176About this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Equity Sales and Trading Compliance. Learn more about the career... Read MoreAbout this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Equity Sales and Trading... Read More
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Madison-Davis, LLC • New York, NY 10261A broker dealer located in Midtown Manhattan looking to bring on board a Senior Compliance Officer Branch Inspections Team to join their team. This role is currently in a... Read MoreA broker dealer located in Midtown Manhattan looking to bring on board a Senior Compliance Officer Branch Inspections Team to join... Read More
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TD Bank • New York, NY 10176Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: - TD is committed to providing fair and equitable... Read MoreWork Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: - TD is committed... Read More
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TD Bank • New York, NY 10176Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: 100,000 - 140,000 USD TD is committed to providing fair and... Read MoreWork Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: 100,000 - 140,000... Read More
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Robert Half • New York, NY 10176Description Senior Compliance Analyst - Market Controls Our client a top tier sell side house continues to build out their trading compliance risk and controls global... Read MoreDescription Senior Compliance Analyst - Market Controls Our client a top tier sell side house continues to build out their trading... Read More
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Lyft • New York, NY 10176At Lyft, our mission is to improve people's lives with the world's best transportation. To create the best ride for all, we start in our own community by creating an open,... Read MoreAt Lyft, our mission is to improve people's lives with the world's best transportation. To create the best ride for all, we start... Read More
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