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Regulatory Compliance Officer Jobs in New York, NY
Jobs 1 to 20 of 3,481 -
JW Michaels & Co. • New York, NY 10261Position can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and... Read MorePosition can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will... Read More
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DEPARTMENT FOR THE AGING • New York, NY 10261Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary Range: $155,000.00 $175,000.00 Job... Read MoreChief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary... Read More
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City of New York • New York, NY 10261Job Description With an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.8 million older New Yorkers, the NYC... Read MoreJob Description With an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.8... Read More
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JW Michaels & Co. • New York, NY 10261Position can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and... Read MorePosition can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will... Read More
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United Nations Federal Credit Union • Long Island City, NY 11101Why join this team: The Senior Compliance Analyst plays a crucial role in supporting the credit union's compliance and risk management program by ensuring adherence to regulatory requirements and internal policies. This position involves monitoring, analyzing, and... Read MoreWhy join this team: The Senior Compliance Analyst plays a crucial role in supporting the credit union's compliance and risk... Read More
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Lime Trading • New York, NY 10261Remote with Quarterly Travel to the NYC office Your Role: As the NFA/CFTC senior compliance expert you ll be a part of our team and will help mature our NFA/CFTC... Read MoreRemote with Quarterly Travel to the NYC office Your Role: As the NFA/CFTC senior compliance expert you ll be a part of our team and... Read More
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Banking Careers • New York, NY 10261We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read MoreWe are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More
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City National Bank • New York, NY 10176COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and... Read MoreCOMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department... Read More
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SpeedRoute • Jersey City, NJ 07097SpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of their customer orders to various U.S.... Read MoreSpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of... Read More
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Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Comp
Bloomberg • New York, NY 10176Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal Compliance Department plays a critical role in... Read MoreSenior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal... Read More -
SpeedRoute • Jersey City, NJ 07097SpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of their customer orders to various U.S.... Read MoreSpeedRoute LLC, Inc. (SPDR) is a regulated U.S. broker dealer that assists more than 100 U.S. broker dealers in the routing of... Read More
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AJ Consultancy • New York, NY 10001Job Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self-Clearing... Read MoreJob Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of... Read More
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Mount Sinai Health System • New York, NY 10176Job Description This individual will report directly to the Medicine Clinical Trials Office (MCTO Research Manager to assist with the management of the electronic systems... Read MoreJob Description This individual will report directly to the Medicine Clinical Trials Office (MCTO Research Manager to assist with... Read More
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Marsh & McLennan Companies • New York, NY 10261Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global compliance program. What you can expect:... Read MoreCompany: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Chief Compliance Officer (CCO) to lead its global... Read More
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City of New York • New York, NY 10261Job Description The New York City Housing Authority (NYCHA) is the nation s oldest and largest public housing authority with more than 176,000 apartments, and... Read MoreJob Description The New York City Housing Authority (NYCHA) is the nation s oldest and largest public housing authority with more... Read More
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Green Key Resources • New York, NY 10261Position Overview The Compliance Associate will be responsible for implementing and overseeing the firm s compliance program. This role requires an understanding of the... Read MorePosition Overview The Compliance Associate will be responsible for implementing and overseeing the firm s compliance program. This... Read More
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Banking Careers • New York, NY 10292We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read MoreWe are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More
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Argo Group • New York, NY 10001Job Description Job Description Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We re an... Read MoreJob Description Job Description Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality,... Read More
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Fernridge Group • New York, NY 10261Title: Compliance Associate/Officer Firm: $50B+ Alternative Asset Management Firm Location: Greenwich, CT and New York, NY Job Overview Our client, a successful... Read MoreTitle: Compliance Associate/Officer Firm: $50B+ Alternative Asset Management Firm Location: Greenwich, CT and New York, NY Job... Read More
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Robert Half • Woodbridge, NJ 07095Job Description Job Description We are offering a long term contract employment opportunity for a Sr. Compliance Analyst in the banking industry based in Woodbridge, New... Read MoreJob Description Job Description We are offering a long term contract employment opportunity for a Sr. Compliance Analyst in the... Read More
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