• Senior Compliance Officer Jobs in New York, NY

    Jobs 1 to 20 of 2,541

  • Senior Compliance Officer

    JW Michaels & Co. • New York, NY 10261
    Position can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will... Read More

  • Senior Compliance Officer

    Bleakley Financial Group • Fairfield, NJ 07004
    DESCRIPTION A New Jersey based SEC registered investment adviser ( RIA ) seeks candidates interested in applying for the role of... Read More

  • Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Comp

    Bloomberg • New York, NY 10176
    Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal... Read More

  • Compliance Officer Senior

    City National Bank • New York, NY 10176
    COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department... Read More

  • Senior Vice President, Compliance Officer

    PIMCO • New York, NY 10292
    PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients'... Read More

  • Chief Compliance Officer

    DriveWealth • New York, NY 10001
    Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to... Read More

  • Chief Compliance Officer

    Nordom • New York, NY 10261
    About Nordom: Nordom is a dynamic cryptocurrency exchange committed to setting new transparency, security, and compliance standards... Read More

  • Chief Compliance Officer

    DEPARTMENT FOR THE AGING • New York, NY 10261
    Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary... Read More

  • Compliance Surveillance Sr Officer - SVP - Hybrid

    Citigroup • Jersey City, NJ 07308
    Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s... Read More

  • Senior Compliance Analyst

    United Nations Federal Credit Union • Long Island City, NY 11101
    Why join this team: The Senior Compliance Analyst plays a crucial role in supporting the credit union's compliance and risk... Read More

  • Senior Specialist, Ethics & Compliance Office Operations

    Merck • Rahway, NJ 07065
    Job Description Senior Specialist, Ethics Compliance Office Operations This position will report to the Director, Ethics and... Read More

  • Compliance Risk Sr Officer I - Privacy and Responsible Information

    Citigroup • New York, NY 10176
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More

  • Chief Compliance Officer for Self Clearing Broker Dealer

    AJ Consultancy • New York, NY 10001
    Job Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of... Read More

  • Compliance Risk Management Senior Officer I - C14 - NY/NJ - Hybrid

    Citigroup • New York, NY 10176
    Job Description Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Senior Compliance Officer - Public Side Advisory - Executive Director

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Deputy Chief Compliance Officer

    Banking Careers • New York, NY 10292
    We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More

  • Senior Anti-Money Laundering Consultant

    Wayoh • Jersey City, NJ 07399
    Institution Compliance Consultancy Role AML Technology Senior Consultant Location New York / New Jersey Salary $120,000 - $140,000... Read More

  • Senior Compliance Manager - Hybrid

    Beacon Hill • New York, NY 10261
    Senior Compliance Manager - Hybrid Beacon Hill Legal is searching for a Sr Compliance Manager for a major FinTech company's Midtown... Read More

  • Sr. Compliance Data Analyst

    Argo Group • New York, NY 10001
    Job Description Job Description Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality,... Read More

  • Financial Crimes- Anti Money Laundering- Manager

    PwC • New York, NY 10176
    Specialty/Competency: Conduct and Compliance Industry/Sector: Banking and Capital Markets Time Type: Full time Travel Requirements:... Read More

  • •
    {{job.Abstract | trimToNearestWordWithinLength:160:'...'}} Read More