• Chief Compliance Officer Jobs in New York, NY

    Jobs 1 to 20 of 8,549

  • Deputy Chief Compliance Officer

    Confidential • New York, NY 10001
    Deputy Chief Compliance Officer About the Company Well-established traditional alternative credit manager Industry Financial... Read More

  • Chief Compliance Officer

    Confidential • New York, NY 10001
    Chief Compliance Officer About the Company Reputable professional insurance firm Industry Financial Services Type Public Company... Read More

  • Chief Compliance Officer

    DriveWealth • New York, NY 10001
    Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to... Read More

  • Chief Compliance Officer

    DEPARTMENT FOR THE AGING • New York, NY 10261
    Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary... Read More

  • Chief Compliance Officer

    Nordom • New York, NY 10261
    About Nordom: Nordom is a dynamic cryptocurrency exchange committed to setting new transparency, security, and compliance standards... Read More

  • Chief Compliance Officer for Self Clearing Broker Dealer

    AJ Consultancy • New York, NY 10001
    Job Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of... Read More

  • Deputy Chief Compliance Officer

    Banking Careers • New York, NY 10292
    We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More

  • Chief Research Compliance Officer

    Confidential • New York, NY 10001
    Chief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non... Read More

  • Senior Vice President, Compliance Officer

    Confidential • New York, NY 10001
    Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm... Read More

  • Vice President, Compliance Officer

    Fortress Investment • New York, NY 10292
    Vice President, Compliance Officer New York Corporate Group Ref # 3433 Date published 30-Oct-2024 VP, Compliance Officer New York,... Read More

  • Senior Vice President, Compliance Officer

    PIMCO • New York, NY 10292
    PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients'... Read More

  • Chief Compliance Officer, Registered Investment Advisor - Compliance - New York, New York, United St

    Societe Generale • New York, NY 10292
    Responsibilities RESPONSIBILITIES: Implement and/or maintain a comprehensive investment advisory compliance program for SEC... Read More

  • Vice President, Tax Compliance Officer

    Confidential • New York, NY 10001
    Vice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held... Read More

  • Vice President, Compliance Testing Officer

    Confidential • Jersey City, NJ 07097
    Vice President, Compliance Testing Officer About the Company Renowned commercial investment banking company with an international... Read More

  • Vice President, Compliance Manager

    Confidential • New York, NY 10001
    Vice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry... Read More

  • Vice President, Compliance

    Confidential • New York, NY 10001
    Vice President, Compliance About the Company Top-tier international bank Industry Banking Type Privately Held About the Role The... Read More

  • Vice President Compliance

    Cardea Group • New York, NY 10261
    VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an... Read More

  • Vice President, Compliance Counsel

    Confidential • New York, NY 10001
    Vice President, Compliance Counsel About the Company Well-established banking institution Industry Banking Type Privately Held... Read More

  • Vice President, Compliance Audit

    Confidential • New York, NY 10001
    Vice President, Compliance Audit About the Company Internationally-recognized bank Industry Banking Type Privately Held About the... Read More

  • Senior Compliance Officer

    JW Michaels & Co. • New York, NY 10261
    Position can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will... Read More

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