• Vice President Compliance Officer Jobs in New York, NY

    Jobs 1 to 20 of 9,988

  • Senior Vice President, Compliance Officer

    PIMCO • New York, NY 10292
    PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients'... Read More

  • Vice President, Compliance Officer

    Fortress Investment • New York, NY 10292
    Vice President, Compliance Officer New York Corporate Group Ref # 3433 Date published 30-Oct-2024 VP, Compliance Officer New York,... Read More

  • VP AML / OFAC Compliance Officer / Advisory (Financial Security)

    Crdit Agricole CIB • New York, NY 10261
    Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are... Read More

  • VP CUSO Compliance Monitoring and Training Officer

    Crdit Agricole CIB • New York, NY 10261
    Summary: The Compliance Department at Credit Agricoles Combined US Operations (CUSO) is seeking an experienced candidate to join... Read More

  • VP AML / OFAC Compliance Officer / Advisory (Financial Security)

    Crédit Agricole CIB • New York, NY 10261
    Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are... Read More

  • Assistant Vice President, Compliance Generalist & Marketing Review

    Atlantic Group • New York, NY 10261
    Location: Midtown Manhattan Compensation: $125K-$150K base + bonus Our client, an $800+ billion alternative asset management firm... Read More

  • Vice President Compliance

    Cardea Group • New York, NY 10261
    VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an... Read More

  • Vice President, Compliance Consulting

    Kroll • New York, NY 10261
    Job Description Do you have experience working with the National Futures Association ( NFA ) and the U.S. Securities and Exchange... Read More

  • Senior Vice President, Legal, Compliance, and Operations

    Volastra Therapeutics • New York, NY 10292
    COMPANY Volastra Therapeutics, Inc. is a clinical-stage oncology biotech company based in New York City, pioneering novel... Read More

  • Compliance Risk Assessment Officer VP

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Senior Compliance Officer

    JW Michaels & Co. • New York, NY 10261
    Position can sit in NYC or Stamford, CT. 30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will... Read More

  • VP, Legal Compliance, Bank Secrecy Act Officer

    Mastercard • Harrison, NY 10528
    Our Purpose Mastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our... Read More

  • Compliance Product Officer (VP) - Control Room - Insider Trading

    Citigroup • Jersey City, NJ 07308
    Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Compliance Officer Senior

    City National Bank • New York, NY 10176
    COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department... Read More

  • Compliance Product Officer (VP) - Transaction Conflicts Advisory

    Citigroup • Jersey City, NJ 07308
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Deputy Chief Compliance Officer

    Banking Careers • New York, NY 10292
    We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More

  • Vice President, Compliance Monitoring & Testing-SMBC Nikko Securities

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Compliance, Asset Management Compliance, Vice President

    Goldman Sachs • New York, NY 10282
    MORE ABOUT THIS JOB: COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across... Read More

  • Vice President, Compliance Monitoring & Testing - FCC M&T Team Lead

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Comp

    Bloomberg • New York, NY 10176
    Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal... Read More

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