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Vice President Compliance Jobs in New York, NY
Jobs 1 to 20 of 10,304 -
Fortress Investment • New York, NY 10292Vice President, Compliance Officer New York Corporate Group Ref # 3433 Date published 30-Oct-2024 VP, Compliance Officer New York, New York About Fortress Fortress... Read MoreVice President, Compliance Officer New York Corporate Group Ref # 3433 Date published 30-Oct-2024 VP, Compliance Officer New York,... Read More
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PIMCO • New York, NY 10292PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and... Read MorePIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients'... Read More
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Cardea Group • New York, NY 10261VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance... Read MoreVP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an... Read More
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Kroll • New York, NY 10261Job Description Do you have experience working with the National Futures Association ( NFA ) and the U.S. Securities and Exchange Commission ( SEC ) Then we would love to... Read MoreJob Description Do you have experience working with the National Futures Association ( NFA ) and the U.S. Securities and Exchange... Read More
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Atlantic Group • New York, NY 10261Location: Midtown Manhattan Compensation: $125K-$150K base + bonus Our client, an $800+ billion alternative asset management firm is seeking a compliance professional to... Read MoreLocation: Midtown Manhattan Compensation: $125K-$150K base + bonus Our client, an $800+ billion alternative asset management firm... Read More
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SMBC • Jersey City, NJ 07308SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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SMBC • Jersey City, NJ 07308SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Volastra Therapeutics • New York, NY 10292COMPANY Volastra Therapeutics, Inc. is a clinical-stage oncology biotech company based in New York City, pioneering novel approaches to treating cancer by targeting... Read MoreCOMPANY Volastra Therapeutics, Inc. is a clinical-stage oncology biotech company based in New York City, pioneering novel... Read More
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Societe Generale • New York, NY 10292Responsibilities This role is responsible for supervising sanction list management matters, including, but not limited to: Ensure SGUS's screening is in line with OFAC/EU... Read MoreResponsibilities This role is responsible for supervising sanction list management matters, including, but not limited to: Ensure... Read More
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BlackRock • New York, NY 10176About this role Role Description: This individual will join the US Marketing and Distribution Compliance team to focus on the sales and marketing efforts of BlackRocks... Read MoreAbout this role Role Description: This individual will join the US Marketing and Distribution Compliance team to focus on the sales... Read More
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BlackRock • New York, NY 10176About this role Summary: The Americas Advisory Compliance team is seeking an experienced, self-motivated compliance professional to support, maintain, and enhance... Read MoreAbout this role Summary: The Americas Advisory Compliance team is seeking an experienced, self-motivated compliance professional to... Read More
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Crdit Agricole CIB • New York, NY 10261Summary: The Compliance Department at Credit Agricoles Combined US Operations (CUSO) is seeking an experienced candidate to join the CUSO Monitoring, Testing Internal... Read MoreSummary: The Compliance Department at Credit Agricoles Combined US Operations (CUSO) is seeking an experienced candidate to join... Read More
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Goldman Sachs • New York, NY 10282MORE ABOUT THIS JOB: COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm s culture of compliance. Compliance accomplishes these through the firm s enterprise-wide compliance... Read MoreMORE ABOUT THIS JOB: COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across... Read More
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HSBC • New York, NY 10176Description Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to... Read MoreDescription Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise,... Read More
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Goldman Sachs • New York, NY 10282MORE ABOUT THIS JOB: Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm s culture of compliance. Compliance accomplishes these through the firm s enterprise-wide... Read MoreMORE ABOUT THIS JOB: Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk... Read More
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Crdit Agricole CIB • New York, NY 10261Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read MoreSummary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are... Read More
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Crdit Agricole CIB • New York, NY 10261Summary: The Compliance Regulatory and Assurance (CPL RA) team is a recently established Center of Excellence within the CACIB Compliance Function reporting directly to... Read MoreSummary: The Compliance Regulatory and Assurance (CPL RA) team is a recently established Center of Excellence within the CACIB... Read More
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Solutus Legal Search • New York, NY 10292Our client, an early stage, rapidly growing, industry leader in legal technology that is revolutionizing the delivery of legal services, has exclusively retained Solutus... Read MoreOur client, an early stage, rapidly growing, industry leader in legal technology that is revolutionizing the delivery of legal... Read More
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Crédit Agricole CIB • New York, NY 10261Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read MoreSummary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are... Read More
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MUFG • Jersey City, NJ 07308Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups.... Read MoreDo you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one... Read More
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