Vice President Compliance Jobs in New York, NY

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and... Read More

Location: Midtown Manhattan Compensation: $200k-$250k base + bonus Our client, a $7 billion+ AUM real estate private equity firm is seeking a Vice President, Compliance to... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain... Read More

Firm: $6Bn Global Private Equity Title: Vice President of Compliance, Generalist Compensation: $250k-300k total comp Location: NYC [Midtown] Hybrid Work: In office 4 days,... Read More

Vice President, Compliance - Trade Surveillance New York, United States of America This Trade Surveillance role is an integral part of the Santander US CIB Central... Read More

Work Location New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed to providing fair and... Read More

Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their Front Office! Responsibilities: Support the implementation and execution of... Read More

Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed to providing fair... Read More

Job Description Compliance Officer - Operations Regulatory Reporting Oversight Description: The desired candidate has mid to senior level experience providing compliance... Read More

Work Location New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed to providing fair and... Read More

Job Description YOUR IMPACT Are you passionate about delivering mission-critical, high quality software solutions, using cutting-edge technology, in a dynamic environment?... Read More

Job Description YOUR IMPACT Are you passionate about developing mission-critical, high quality software solutions, using cutting-edge technology, in a dynamic environment?... Read More

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More

Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth... Read More

Our top banking client is seeking a Vice President of Compliance Monitoring Testing (Swaps) to join their office in New York City. This position will play an integral role... Read More

SitusAMC is where the best and most passionate people come to transform our client's businesses and their own careers. Whether you're a real estate veteran, a passionate... Read More

We are looking for Vice President - Compliance Independent Testing Examiner Volcker Swap Dealer Level of experience Location Business Overview: Demonstrate the firms... Read More