Regulatory Compliance Manager Jobs in Staten Island, NY

Work Location : United States of America Hours: 40 Line of Business: Compliance Pay Detail: - TD is committed to providing fair and equitable compensation opportunities to... Read More

As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

Work Location: United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all... Read More

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you'll have the chance to build a... Read More

About the Role: Grade Level (for internal use): 13 The Team: This is a commercial position within S P Global Market Intelligence, Regulatory Compliance Division. This... Read More

Employer: DWS Group Title: Senior Compliance Officer - Alternative Investments Location: New York, NY About DWS: DWS Group (DWS) is one of the world's leading asset... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

A Leading global real estate investment management firm is seeking a Director, Investment Management Compliance. JOB DESCRIPTION: Develops, drafts, implements and ensures... Read More

Oversee and develop annual compliance risk assessment; utilizing these results, create a compliance audit plan through partnership with stakeholders across the... Read More

Description This role supports the Consumer Bank's First Line of Defense UDAAP Risk function by identifying and mitigating potential UDAAP risk. You will serve as a... Read More

A broker dealer located in Midtown Manhattan looking to bring on board a Senior Compliance Officer Branch Inspections Team to join their team. This role is currently in a... Read More

About this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Equity Sales and Trading Compliance. Learn more about the career... Read More

Description The Compliance Assurance function is a part of the second line of defense and is responsible for providing independent assurance regarding the adequacy,... Read More

COMPLIANCE OFFICER SENIOR-CONSUMER WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned areas of the... Read More

Location: Midtown Manhattan (Hybrid) Compensation: $200k-$250k base + bonus Job Description The Legal and Compliance Department consists of the General Counsel, the Chief... Read More

The Swaps Compliance Manager will be responsible for ensuring the investment bank's compliance with all relevant regulations and standards related to swaps trading. This... Read More