Deputy Chief Compliance Officer Jobs in New Hyde Park, NY

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More

The estimated starting salary for this position is $150,000-175,000 per year. Duties and Responsibilities/Results: Manage the BSA department and ensure the Bank's... Read More

Job Description Compliance Officer - Operations Regulatory Reporting Oversight Description: The desired candidate has mid to senior level experience providing compliance... Read More

Vice President, Employee Compliance Officer About the Company Globally-recognized banking group Industry Banking Type Subsidiary of a Public Company Founded 1996 Employees... Read More

Vice President, Compliance Trade SurveillanceNew York, United States of AmericaThis Trade Surveillance role is an integral part of the Santander US CIB Central Compliance... Read More

Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth... Read More

The opportunity to join a top investment banking firm and have wide exposure across research and compliance within the equities space. Client Details Client is global an... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Chief Compliance Officer (New York, NY): Our client, a successful global investment fund with over $50B in AUM, is hiring for an exceptional compliance professional to... Read More

Chief Compliance Officer - Mortgage Larson Maddox Manhattan, United States Posted 12 days ago In-Office Job Permanent USD200000 - USD250000 per annum Our client, a global... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Vice President, Compliance Trade SurveillanceNew York, United States of AmericaThis Trade Surveillance role is an integral part of the Santander US CIB Central Compliance... Read More

About Faire Faire is an online wholesale marketplace built on the belief that the future is local - independent retailers around the globe are doing more revenue than... Read More

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

The Company InvestXwas launched in 2014 with a mission to bring transparency and trust to the private equity market. We are a leading cross-border pre-IPO investor... Read More

Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain... Read More

Vice President, Compliance - Trade Surveillance New York, United States of America This Trade Surveillance role is an integral part of the Santander US CIB Central... Read More

Americas Chief Compliance Office Assistant Vice President New York, NY As a Barclays Americas Chief Compliance Office Assistant Vice President, you will be accountable for... Read More