Compliance Officer Jobs in New Hyde Park, NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

The estimated starting salary for this position is $150,000-175,000 per year. Duties and Responsibilities/Results: Manage the BSA department and ensure the Bank's... Read More

Chief Compliance Officer (New York, NY): Our client, a successful global investment fund with over $50B in AUM, is hiring for an exceptional compliance professional to... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related regulatory obligation. Key Accountabilities Support the... Read More

The Compliance Officer will ensure the bank operates in compliance with federal and state regulations by developing, implementing, and maintaining the bank's Compliance... Read More

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and... Read More

Chief Compliance Officer - Mortgage Larson Maddox Manhattan, United States Posted 12 days ago In-Office Job Permanent USD200000 - USD250000 per annum Our client, a global... Read More

Chief Compliance Officer Vice President About the Company Thriving financial marketplace providing liquidity solutions for private market investors institutions Industry... Read More

Compliance Officer (New York, NY) Our client, a successful investment manager with over $15B in AUM, is hiring a motivated individual to join their legal and compliance... Read More

Compliance for a NYC based SEC registered investment advisory firm ( Midtown). You will handle investment advisory and fund related compliance work. This role reports to... Read More

About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate... Read More

Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the... Read More

Senior Compliance Officer, Investments Compliance Location Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to manage risk. Join us as a... Read More

Job Description A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance Officer for... Read More

Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As venture-backed pioneers of the platform-based... Read More

Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our team. The successful candidate will report directly to the Chief Compliance... Read More

The Company InvestXwas launched in 2014 with a mission to bring transparency and trust to the private equity market. We are a leading cross-border pre-IPO investor... Read More

A leading global Investment Management firm is looking for Compliance Officer to join the compliance team and assist in the oversight of the Marketing Review and... Read More