• Vice President Compliance Officer Jobs in New Hyde Park, NY

    Jobs 1 to 20 of 12,467

  • VP, Compliance Officer - Operations & Regulatory Reporting

    Jefferies Group Inc • New York, NY 10025
    Job Description Compliance Officer - Operations Regulatory Reporting Oversight Description: The desired candidate has mid to senior... Read More

  • Senior Associate/VP- Compliance Officer, Equity Research

    the Ladders • New York, NY 10025
    About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance... Read More

  • VP-BSA Compliance Officer

    the Ladders • Ridgewood, NY 11385
    The estimated starting salary for this position is $150,000-175,000 per year. Duties and Responsibilities/Results: Manage the BSA... Read More

  • Senior Associate/VP- Compliance Officer, Equity Research

    Wolfe Research • New York, NY 10292
    About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance... Read More

  • Vice President, Employee Compliance Officer

    Confidential • Jersey City, NJ 07097
    Vice President, Employee Compliance Officer About the Company Globally-recognized banking group Industry Banking Type Subsidiary of... Read More

  • Vice President, Capital Markets Compliance Officer

    Wedbush Securities • New York, NY 10019
    Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... Read More

  • Vice President, Equity Research Senior Compliance Officer

    Michael Page • New York, NY 10001
    The opportunity to join a top investment banking firm and have wide exposure across research and compliance within the equities... Read More

  • VP, Compliance Surveillance Officer - NAM Market Surveillance

    Hispanic Technology Executive Council • Jersey City, NJ 07097
    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the... Read More

  • VP, Compliance Product Officer - Markets Electronic Trading NAM/LATAM - C13 (New York)

    Citigroup, Inc • New York, NY 10025
    Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible... Read More

  • VP, Compliance Product Officer - Markets Electronic Trading NAM/LATAM - C13 (New York)

    Citigroup • New York, NY 10176
    Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible... Read More

  • Compliance Product Officer - VP

    Citigroup, Inc • New York, NY 10025
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • VP, Compliance Surveillance Officer - NAM Market Surveillance

    Citigroup, Inc • Jersey City, NJ 07305
    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the... Read More

  • VP, Compliance Surveillance Officer - NAM Market Surveillance

    Citigroup • Jersey City, NJ 07308
    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the... Read More

  • Employee Compliance Officer - VP

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Compliance Product Officer - VP

    Citigroup • New York, NY 10176
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Markets Fixed Income Product Compliance Officer - Vice President

    Citigroup, Inc • New York, NY 10025
    Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Vice President, Compliance - Trade Surveillance

    Santander Holdings USA Inc • New Hyde Park, NY 11044
    Vice President, Compliance Trade SurveillanceNew York, United States of AmericaThis Trade Surveillance role is an integral part of... Read More

  • Markets Fixed Income Product Compliance Officer - Vice President

    Citigroup • New York, NY 10176
    Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Vice President, Compliance - Trade Surveillance

    Santander Holdings USA Inc • Middle Village, NY 11379
    Vice President, Compliance Trade SurveillanceNew York, United States of AmericaThis Trade Surveillance role is an integral part of... Read More

  • Senior Vice President- Financial Markets Front Office Regulatory Compliance

    ING • New York, NY 10025
    Financial Markets | Financial Markets Operations | Senior Vice President- Financial Markets Front Office Regulatory Compliance NFR... Read More

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