Compliance Officer Jobs in Nanuet, NY

About the Company We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on... Read More

A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer,... Read More

Job Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and effectiveness of Ronald McDonald House of... Read More

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and... Read More

Job Description Job Description Top rated multi-billion dollar fintech company seeks a (Hybrid) Head Compliance Officer (AML/CFT OFAC) to join their team! This Jobot Job... Read More

Job Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our team. The successful candidate will report... Read More

About the Role: Grade Level (for internal use): 12 The Team: Working with Compliance Officers and the Risk Internal Controls team globally, the Data Technology Covering... Read More

Job Description Job Description Broker Dealer Compliance Officer Opportunity New York-based boutique broker-dealer and wealth management firm looking for a compliance... Read More

Job Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self-Clearing... Read More

Job Title: Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial... Read More

Job Description Job Description Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We apply a wide variety of... Read More

About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the... Read More

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and... Read More

About the Role: Grade Level (for internal use): 12 About the Role: S P Global is seeking a Compliance Director to join our Compliance Team for the S P Global Dow Jones... Read More

DACK Consulting Solutions, LLC is seeking a dedicated and dynamic DE I Compliance and Outreach Officer to ensure that construction projects meet established diversity... Read More

A global bank located in Midtown Manhattan looking to bring on board a Director Fixed Income Compliance Officer to join their team. This role is currently in a hybrid... Read More

Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal Compliance Department plays a critical role in... Read More

Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read More

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More