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Senior Compliance Officer Jobs in Nanuet, NY
Jobs 1 to 20 of 1,989 -
Robert Half • Greenwich, CT 06831A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer,... Read MoreA newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to... Read More
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Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Comp
Bloomberg • New York, NY 10176Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal Compliance Department plays a critical role in... Read MoreSenior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal... Read More -
City National Bank • New York, NY 10176COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for managing and... Read MoreCOMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department... Read More
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Ascendo Resources • Greenwich, CT 06831About the Company We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on... Read MoreAbout the Company We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the... Read More
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JPMorgan Chase • New York, NY 10176Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm... Read MoreBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase... Read More
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United Nations Federal Credit Union • Long Island City, NY 11101Why join this team: The Senior Compliance Analyst plays a crucial role in supporting the credit union's compliance and risk management program by ensuring adherence to regulatory requirements and internal policies. This position involves monitoring, analyzing, and... Read MoreWhy join this team: The Senior Compliance Analyst plays a crucial role in supporting the credit union's compliance and risk... Read More
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NatWest Markets • Stamford, CT 06912Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time #R-00244248 Our people work differently depending on... Read MoreSenior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time #R-00244248 Our... Read More
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AJ Consultancy • New York, NY 10001Job Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self-Clearing... Read MoreJob Description Job Description Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of... Read More
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Citigroup • New York, NY 10176Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures,... Read MoreServes as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More
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Larson Maddox • Fairfield, NJ 07004Job Title: Compliance Officer Location: Fairfield, NJ (hybrid) Salary: $120-145k/yr Our client is a trusted Registered Investment Advisor located in Fairfield, New Jersey... Read MoreJob Title: Compliance Officer Location: Fairfield, NJ (hybrid) Salary: $120-145k/yr Our client is a trusted Registered Investment... Read More
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Citigroup • New York, NY 10176Job Description Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and implementing strategies,... Read MoreJob Description Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More
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ZT Systems • Secaucus, NJ 07096About the role The Senior Trade Compliance Analyst role is responsible for supply chain data analysis, with focus on tariffs cost and freight costs. This job plays a... Read MoreAbout the role The Senior Trade Compliance Analyst role is responsible for supply chain data analysis, with focus on tariffs cost... Read More
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Argo Group • New York, NY 10001Job Description Job Description Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We re an... Read MoreJob Description Job Description Argo Group is a leader in specialty insurance with a vibrant culture built on respect, equality,... Read More
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PwC • New York, NY 10176Specialty/Competency: Conduct and Compliance Industry/Sector: Banking and Capital Markets Time Type: Full time Travel Requirements: Up to 40% At PwC, our people in risk... Read MoreSpecialty/Competency: Conduct and Compliance Industry/Sector: Banking and Capital Markets Time Type: Full time Travel Requirements:... Read More
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TD Bank • New York, NY 10176Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable... Read MoreWork Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to... Read More
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PwC • New York, NY 10176Specialty/Competency: Conduct and Compliance Industry/Sector: Banking and Capital Markets Time Type: Full time Travel Requirements: Up to 40% At PwC, our people in risk... Read MoreSpecialty/Competency: Conduct and Compliance Industry/Sector: Banking and Capital Markets Time Type: Full time Travel Requirements:... Read More
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cesna • New York, NY 10001Job Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our team. The successful candidate will report... Read MoreJob Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our... Read More
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Interactive Brokers • Greenwich, CT 06831Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15... Read MoreCompany Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich,... Read More
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RONALD MCDONALD HOUSE NEW YORK • New York, NY 10001Job Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and effectiveness of Ronald McDonald House of... Read MoreJob Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and... Read More
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Five Rivers IT, Inc. • Rochelle Park, NJ 07662Job Description Job Description Position Name- Compliance Analyst Location- Rochelle Park, NJ Job Description: Lead the planning, scoping, execution and documentation of... Read MoreJob Description Job Description Position Name- Compliance Analyst Location- Rochelle Park, NJ Job Description: Lead the planning,... Read More
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