Vice President Compliance Jobs in Nanuet, NY

Job Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth... Read More

VP - Tax Compliance Officer Job Description In this role the VP should enjoy and thrive working in a collaborative environment. This key role is responsible for a broad... Read More

iCapital is powering the world s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset... Read More

The Senior Compliance Officer will support the Alternative business lines and provide guidance relating to products including Direct Real Estate, Infrastructure Debt and... Read More

Job Description Job Description iCapital is powering the world s alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth... Read More

Summary: Under the supervision of the FCS New-York, the Compliance Coordinator - Vice President will work closely with the New York Compliance/CPL team to support the... Read More

As a CIB Bank Compliance Officer, you will play a critical role in identifying, assessing, and mitigating regulatory risks within BBVA Corporate and Investment Banking... Read More

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read More

Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Central Compliance, Vice President- Corporate Investment BankingCountry: United States of America The Central Compliance VP Monitors activities to minimize the company's... Read More

Central Compliance, Vice President- Corporate Investment Banking Country: United States of America The Central Compliance VP Monitors activities to minimize the company's... Read More

The Senior Auditor is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in... Read More

Job Description Job Description Our client, a global Commercial Banking group, is looking to hire an experienced Tax Compliance professional at a VP level to provide... Read More

Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $115,000 - $185,000 USD TD is committed to providing fair... Read More

Job Description Job Description Company Description Longbridge Financial, LLC (LBF) is an innovative company committed to responsibly helping senior homeowners reshape... Read More

Central Compliance, Vice President- Corporate Investment Banking Country: United States of America The Central Compliance VP Monitors activities to minimize the company's... Read More

Client: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial District, NYC Reports directly to the... Read More

A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer,... Read More