Compliance Associate Jobs in Uniondale, NY

Compliance Associate Beacon Hill Legal is searching for a Compliance Associate for a financial trading firm's Downtown Manhattan office. This role has a salary ranging... Read More

UC Compliance Associate + Job Tracking ID: 512690-885395 Job Location: New York, NY Job Level: Mid Career (2+ years) Level of Education: High School/GED Job Type:... Read More

Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies. Draft, implement, maintain, and test compliance... Read More

Who we are: Pharo Management is a leading global macro hedge fund with a focus on emerging markets. Founded in 2000, the firm has offices in London, New York and Hong Kong... Read More

Employer Summary: Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and... Read More

Description Robert Half Financial Services are currently recruiting for a Compliance Associate role at a global Investment firm based in midtown Manhattan New York. Our... Read More

Who We Are: At Galaxy we are building products and services to help the world invest in economic progress. We believe crypto and blockchain innovations will permeate and... Read More

MORE ABOUT THIS JOB: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen... Read More

JobID: 210551304 Category: CCOR LOB/CF/Country Coverage JobSchedule: Full time Posted Date: 2024-08-23T21:41:14+00:00 JobShift: Day Base Pay/Salary: Jersey City,NJ... Read More

Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity,... Read More

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More

Execute high priority and complex projects for the firm by using best-in-class project management skills and strong working knowledge of financial services and operational... Read More

Specialty/Competency: Conduct and Compliance Industry/Sector: Banking and Capital Markets Time Type: Full time Travel Requirements: Up to 60% A career within Regulatory... Read More

Overview Execute high priority and complex projects for the firm by using best-in-class project management skills and strong working knowledge of financial services and... Read More

Business Title: Senior Associate, Consumer Compliance Requisition Number: 118208 - 68 Function: Advisory Area of Interest: State: NY City: New York Description: KPMG... Read More

Security Delivery Driver Compliance Associate Chestertown, NY Full-Time Compliance Security Delivery Driver Compliance Associate About Etain: Etain Health is New Yorks... Read More

Guided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building a best-in-class Law Department. We drive... Read More

Renowned family office (closely resembling a hedge fund) are seeking an experience Equity Capital Markets Compliance Officer to join their New York business. Supporting... Read More

Senior Compliance Officer - Public Side Advisory - Executive Director Job Level: Executive Director Job Function: Governance Assurance Location: New York, NY, US, 10172... Read More