TradeZero, which operates multiple broker-dealers focused on the active trader, is seeking a Chief Compliance Officer for its TZ Clear subsidiary. The role requires...
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TradeZero, which operates multiple broker-dealers focused on the active trader, is seeking a Chief Compliance Officer for its TZ...
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Doral Investor Group LLC - Office
•
Brooklyn, NY 11210
Housecalls Home Care is a premier provider of home health services across New York State. As a licensed home care agency, our mission is rooted in delivering...
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Housecalls Home Care is a premier provider of home health services across New York State. As a licensed home care agency, our...
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SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including...
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SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse...
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Role Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report...
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Role Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The...
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Description Our client, a pension fund, is seeking a Privacy Compliance Associate to join their NYC based team. The Privacy and Compliance Specialist is responsible for...
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Description Our client, a pension fund, is seeking a Privacy Compliance Associate to join their NYC based team. The Privacy and...
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Job Description With an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.8 million older New Yorkers, the NYC...
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Job Description With an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.8...
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Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related regulatory obligation. Key Accountabilities Support the...
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Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related regulatory...
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We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry...
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We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and...
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients'...
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Summary Reporting to CACIB US Compliance s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing maintaining CACIB US Compliance...
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Summary Reporting to CACIB US Compliance s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing...
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COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer is responsible for managing and maintaining assigned areas of the compliance program...
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COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer is responsible for managing and maintaining...
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About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income Sales Trading Compliance...
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About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on...
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Location: Downtown NYC Compensation: $350k total comp Job Function: CCO of Newly formed Public Real Estate Investment Trust (REIT) Build out and manage the compliance...
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Location: Downtown NYC Compensation: $350k total comp Job Function: CCO of Newly formed Public Real Estate Investment Trust (REIT)...
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Together we fight for everyone's opportunity for a better financial future. We will do this together - with customers, partners and colleagues. We will fight for others,...
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Together we fight for everyone's opportunity for a better financial future. We will do this together - with customers, partners and...
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Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally. You will...
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Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our...
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Job Description You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be...
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Job Description You will have strong analytical, process management and communication skills with a proven ability to work with...
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We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial...
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We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer....
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Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally. You will...
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Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our...
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GIC is one of the world's largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally...
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GIC is one of the world's largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest...
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You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for...
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You will have strong analytical, process management and communication skills with a proven ability to work with cross functional...
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