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Vice President Compliance Officer Jobs in Rockville Centre, NY
Jobs 1 to 20 of 12,971 -
Fortress Investment Group • New York, NY 10261Description Requirements VP, Compliance Officer New York, New York About Fortress Fortress Investment Group LLC is a leading global investment manager with approximately... Read MoreDescription Requirements VP, Compliance Officer New York, New York About Fortress Fortress Investment Group LLC is a leading global... Read More
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Confidential • New York, NY 10261Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm Industry Investment Management Type Privately Held Founded 1971 Employees 1001-5000 Categories Banking B2B Consulting Professional Services... Read MoreSenior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm... Read More
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Phaxis • New York, NY 10261Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited to: Assist with the design, and execute... Read MoreGrowing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to... Read More
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Confidential • New York, NY 10261Vice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held Founded 1895 Employees 10,001+ Categories Financial Services Consulting Professional Services Banking Mortgages Banken Financieel Nederlands... Read MoreVice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held... Read More
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Confidential • Jersey City, NJ 07097Vice President, Compliance Testing Officer About the Company Renowned commercial investment banking company with an international reach Industry Financial Services Type Public Company Founded 1812 Employees 10,001+ Categories Wealth Management Credit Cards Banking... Read MoreVice President, Compliance Testing Officer About the Company Renowned commercial investment banking company with an international... Read More
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Sumitomo Mitsui Banking Corp • Jersey City, NJ 07097SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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SMBC • Jersey City, NJ 07308SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Crédit Agricole CIB • New York, NY 10261Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing... Read MoreSummary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are... Read More
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Brookfield Asset Management • New York, NY 10261LocationBrookfield Place New York - 225 Liberty Street, Suite 3501Business - Brookfield Oaktree Wealth SolutionsBrookfield Asset Management, a leading global alternative... Read MoreLocationBrookfield Place New York - 225 Liberty Street, Suite 3501Business - Brookfield Oaktree Wealth SolutionsBrookfield Asset... Read More
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Confidential • New York, NY 10001Vice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry Financial Services Type Public Company Founded 1985 Employees 1001-5000 Categories Advice Business Development Consulting Finance Financial... Read MoreVice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry... Read More
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Banking Careers • New York, NY 10261We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read MoreWe are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More
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Confidential • New York, NY 10001Deputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type Privately Held, Private Equity-backed Founded 1981 Employees 1001-5000 Categories Consulting Professional Services Financial Services Specialties... Read MoreDeputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type... Read More
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Cardea Group • New York, NY 10261Senior Associate/VP Compliance - (New York, NY): Our client, an asset manager with over $40B in AUM, is seeking an outstanding compliance professional. As part of a... Read MoreSenior Associate/VP Compliance - (New York, NY): Our client, an asset manager with over $40B in AUM, is seeking an outstanding... Read More
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Moelis & Co. • New York, NY 10261We are passionate about our business and our culture, and are seeking individuals with that same drive.The Compliance team is seeking a full time Assistant Vice President... Read MoreWe are passionate about our business and our culture, and are seeking individuals with that same drive.The Compliance team is... Read More
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Confidential • New York, NY 10001Vice President, Compliance Counsel About the Company Well-established banking institution Industry Banking Type Privately Held About the Role The Company is in need of a Compliance Counsel to take on a VP role within their dynamic Compliance and Legal team. The... Read MoreVice President, Compliance Counsel About the Company Well-established banking institution Industry Banking Type Privately Held... Read More
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Confidential • New York, NY 10001Vice President, Compliance Audit About the Company Top-tier international bank Industry Banking Type Privately Held About the Role The Company is seeking a Compliance Audit Vice President to play a key role in the oversight, design, and execution of the annual AML audit... Read MoreVice President, Compliance Audit About the Company Top-tier international bank Industry Banking Type Privately Held About the Role... Read More
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Confidential • New York, NY 10048Vice President, Compliance Counsel About the Company Premier banking institution Industry Banking Type Privately Held About the Role The Company is in need of a Compliance Counsel to take on a Vice President role. The successful candidate will be the key advisor on a... Read MoreVice President, Compliance Counsel About the Company Premier banking institution Industry Banking Type Privately Held About the... Read More
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SMBC • Jersey City, NJ 07308SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Kroll • New York, NY 10261Do you have experience working with the National Futures Association ( NFA ) or supporting NFA registrants? Then we would love to speak with you! We are looking for smart,... Read MoreDo you have experience working with the National Futures Association ( NFA ) or supporting NFA registrants? Then we would love to... Read More
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Jobleads-US • New York, NY 10261JOB DESCRIPTION The Senior Vice President (SVP) of Legal, Compliance, and Operations will be responsible for overseeing the company's legal affairs, corporate compliance, and designated operational functions. This role requires a strategic leader with a deep... Read MoreJOB DESCRIPTION The Senior Vice President (SVP) of Legal, Compliance, and Operations will be responsible for overseeing the... Read More
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