• Senior Compliance Officer Jobs in Rockville Centre, NY

    Jobs 1 to 20 of 2,823

  • Senior Vice President, Compliance Officer

    Confidential • New York, NY 10261
    Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm... Read More

  • Chief Compliance Officer

    Ripple • New York, NY 10261
    At Ripple, we're building a world where value moves like information does today. It's big, it's bold, and we're already doing it.... Read More

  • Chief Compliance Officer

    Amalgamated Bank of NY • New York, NY 10001
    Job Description Job Description Amalgamated Bank seeks a Chief Compliance Officer (CCO) who will be reporting to the Chief Legal... Read More

  • Compliance Risk Management Sr Officer I - Compliance Risk Issues Management Program Team

    Citigroup • New York, NY 10176
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More

  • Chief Compliance Officer

    Jobleads-US • New York, NY 10261
    About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development... Read More

  • Chief Compliance Officer

    Confidential • New York, NY 10001
    Chief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The... Read More

  • Chief Compliance Officer

    Confidential • New York, NY 10048
    Chief Compliance Officer About the Company Top-tier environmental agency serving the local community Industry Government... Read More

  • Deputy Chief Compliance Officer

    Banking Careers • New York, NY 10261
    We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More

  • Consultant - Chief Compliance Officer

    Arootah • New York, NY 10261
    WHO WE ARE Arootah is a rising personal and professional development leader in the Investment and Financial Services industry. Our... Read More

  • Compliance Risk Management Senior Officer - Associate

    JPMorgan Chase • Brooklyn, NY 11225
    Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase... Read More

  • Deputy Chief Compliance Officer

    Confidential • New York, NY 10001
    Deputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type... Read More

  • Chief Compliance Officer & Associate General Counsel, Mutual Funds

    Neuberger Berman Group LLC • New York, NY 10261
    Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More

  • Chief Compliance Officer and Head of Regulatory

    Clear Corporate Services LLC • New York, NY 10261
    The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working... Read More

  • Compliance Risk Sr Officer I - Privacy and Responsible Information

    Citigroup • New York, NY 10176
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More

  • Broker Dealer Chief Compliance Officer

    Tradeweb • New York, NY 10261
    You will have strong analytical, process management and communication skills with a proven ability to work with cross functional... Read More

  • Chief Compliance Officer & Associate General Counsel, Mutual Funds

    Neuberger Berman Group LLC • New York, NY 10292
    Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering... Read More

  • AVP Americas Chief Compliance Office

    Barclays • New York, NY 10261
    As a Barclays Americas Chief Compliance Office AVP, you will be assisting the Director in supporting the Americas CCO by developing... Read More

  • Chief Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Senior Compliance Officer - Public Side Advisory - Executive Director

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Chief Compliance Officer for Self Clearing Broker Dealer

    AJ Consultancy • New York, NY 10261
    Self Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working for a Self... Read More

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