Vice President Compliance Officer Jobs in Manhasset, NY

Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth... Read More

Assist with the design, and execute regulatory compliance testing of the A - Ca. PS, FICCS businesses and Operations Department; test compliance with policies and... Read More

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage... Read More

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and... Read More

Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management,... Read More

Summary Reporting to CACIB US Compliance s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing maintaining CACIB US Compliance... Read More

About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance professionals in building and maintaining... Read More

Compliance Officer - Operations Regulatory Reporting Oversight Description: The desired candidate has mid to senior level experience providing compliance advisory support... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of... Read More

Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight for a... Read More

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes,... Read More

Location: New York, NY, New York Type: Perm (Contingency) Job #36052 Salary: $250,000 Position Overview - Deputy Chief Compliance Officer: Our client, a leading investment... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

VP, Compliance Asset Based Finance (New York, NY) Our client, a $50B multi-strat fund with an international reach, is looking for a dedicated compliance professional to... Read More

Job Description Join our Compliance Consulting team (USCC) as a Vice President! At Kroll you will provide support and guidance to a wide variety of asset management firms... Read More