• Senior Compliance Officer Jobs in Manhasset, NY

    Jobs 1 to 20 of 1,989

  • Senior Compliance Officer

    SEB • New York, NY 10292
    Are you a Compliance Officer with a passion for ensuring adherence to regulations and fostering a culture of integrity? We're... Read More

  • Senior Compliance Officer - Equity Capital Markets

    Bruin • New York, NY 10261
    Renowned family office (closely resembling a hedge fund) are seeking an experience Equity Capital Markets Compliance Officer to... Read More

  • Senior Compliance Officer - Public Side Advisory - Executive Director

    Sumitomo Mitsui Banking Corporation • New York, NY 10007
    Senior Compliance Officer - Public Side Advisory - Executive Director Job Level: Executive Director Job Function: Governance... Read More

  • Senior Lead Compliance Officer

    Wells Fargo • New York, NY 10176
    About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance... Read More

  • Compliance, Policy Governance - Senior Compliance Officer, Vice President

    The Goldman Sachs Group, Inc. • New York, NY 10261
    Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and... Read More

  • Compliance, Policy Governance - Senior Compliance Officer, Vice President

    Goldman Sachs • New York, NY 10007
    Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and... Read More

  • Senior Compliance Officer - Trade / Export Control - Legal & Compliance

    Bloomberg • New York, NY 10176
    The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast -... Read More

  • Compliance Officer Senior

    City National Bank • New York, NY 10176
    COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer is responsible for managing and maintaining... Read More

  • Senior Vice President, Compliance Officer

    PIMCO • New York, NY 10007
    PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients'... Read More

  • Compliance Risk Management Senior Officer (JPMorgan Solutions Compliance) - Associate

    JPMorgan Chase & Co. • New York, NY 10007
    JobID: 210551304 Category: CCOR LOB/CF/Country Coverage JobSchedule: Full time Posted Date: 2024-08-23T21:41:14+00:00 JobShift: Day... Read More

  • Senior Data Privacy Compliance Officer - Legal & Compliance

    Bloomberg • New York, NY 10176
    The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast -... Read More

  • Senior Compliance Officer - Public Side Advisory - Executive Director

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Senior Associate/VP- Compliance Officer, Equity Research

    Wolfe Research • New York, NY 10292
    About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance... Read More

  • Chief Compliance Officer

    Sumitomo Mitsui Financial Group, Inc. • New York, NY 10022
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Chief Compliance Officer

    TZ CLEARING Company • New York, NY 10261
    TradeZero, which operates multiple broker-dealers focused on the active trader, is seeking a Chief Compliance Officer for its TZ... Read More

  • Compliance Risk Management Senior Officer (JPMorgan Solutions Compliance) - Associate

    JPMorgan Chase & Co. • Jersey City, NJ 07097
    JobID: 210551304 Category: CCOR LOB/CF/Country Coverage JobSchedule: Full time Posted Date: 2024-08-23T21:41:14+00:00 JobShift: Day... Read More

  • Deputy Chief Compliance Officer

    Atlantic Group • New York, NY 10017
    Location: New York, NY, New York Type: Perm (Contingency) Job #36052 Salary: $250,000 Position Overview - Deputy Chief Compliance... Read More

  • Chief Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Global Chief Compliance Officer

    FalconX • New York, NY 10292
    Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury... Read More

  • Compliance Risk Sr Officer I - Privacy and Responsible Information

    Citigroup • New York, NY 10176
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal... Read More

  • •
    {{job.Abstract | trimToNearestWordWithinLength:160:'...'}} Read More