Vice President Compliance Officer Jobs in Bayside, NY

Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm Industry Investment Management Type Privately Held Founded 1971 Employees 1001-5000 Categories Banking B2B Consulting Professional Services... Read More

Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited to: Assist with the design, and execute... Read More

Vice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held Founded 1895 Employees 10,001+ Categories Financial Services Consulting Professional Services Banking Mortgages Banken Financieel Nederlands... Read More

Vice President, Compliance Testing Officer About the Company Renowned commercial investment banking company with an international reach Industry Financial Services Type Public Company Founded 1812 Employees 10,001+ Categories Wealth Management Credit Cards Banking... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices... Read More

Vice President, Compliance Manager About the Company Leading multi-national investment firm asset management company Industry Financial Services Type Public Company Founded 1985 Employees 1001-5000 Categories Advice Business Development Consulting Finance Financial... Read More

Deputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type Privately Held, Private Equity-backed Founded 1981 Employees 1001-5000 Categories Consulting Professional Services Financial Services Specialties... Read More

Vice President, Compliance Counsel About the Company Well-established banking institution Industry Banking Type Privately Held About the Role The Company is in need of a Compliance Counsel to take on a VP role within their dynamic Compliance and Legal team. The... Read More

Vice President, Compliance Audit About the Company Top-tier international bank Industry Banking Type Privately Held About the Role The Company is seeking a Compliance Audit Vice President to play a key role in the oversight, design, and execution of the annual AML audit... Read More

Vice President, Compliance Counsel About the Company Premier banking institution Industry Banking Type Privately Held About the Role The Company is in need of a Compliance Counsel to take on a Vice President role. The successful candidate will be the key advisor on a... Read More

Do you have experience working with the National Futures Association ( NFA ) or supporting NFA registrants? Then we would love to speak with you! We are looking for smart, fun, ambitious individuals with solid knowledge of NFA regulations and examinations to join our NFA... Read More

JOB DESCRIPTION The Senior Vice President (SVP) of Legal, Compliance, and Operations will be responsible for overseeing the company's legal affairs, corporate compliance, and designated operational functions. This role requires a strategic leader with a deep... Read More