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Compliance Officer Jobs in Bayside, NY
Jobs 1 to 20 of 24,724 -
Confidential • New York, NY 10001Chief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance advice, and supporting... Read MoreChief Compliance Officer About the Company Leading pharmaceutical Industry Pharmaceuticals Type Privately Held About the Role The... Read More
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Phaxis • New York, NY 10261Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited to: Assist with the design, and execute... Read MoreGrowing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to... Read More
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Jobleads-US • New York, NY 10261About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams in a fast-paced... Read MoreAbout The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development... Read More
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Confidential • New York, NY 10048Chief Compliance Officer About the Company Top-tier environmental agency serving the local community Industry Government Administration Type Privately Held, Private Equity-backed Founded 1934 Employees 10,001+ Categories Real Estate About the Role The Company is seeking... Read MoreChief Compliance Officer About the Company Top-tier environmental agency serving the local community Industry Government... Read More
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DriveWealth • New York, NY 10001Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence around the world.... Read MoreJob Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to... Read More
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Confidential • New York, NY 10261Senior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm Industry Investment Management Type Privately Held Founded 1971 Employees 1001-5000 Categories Banking B2B Consulting Professional Services... Read MoreSenior Vice President, Compliance Officer About the Company Internationally acclaimed fixed income investment management firm... Read More
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Siebert Williams Shank • New York, NY 10001Siebert Williams Shank Co., LLC ( SWS or the Firm ) (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced... Read MoreSiebert Williams Shank Co., LLC ( SWS or the Firm ) (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven,... Read More
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RONALD MCDONALD HOUSE NEW YORK • New York, NY 10001Job Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and effectiveness of Ronald McDonald House of... Read MoreJob Description Job Description The Compliance Officer (CO) is responsible for overseeing and monitoring the implementation and... Read More
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New Start Capital • New York City, NY 10001New Start Capital is seeking a detail-oriented Compliance Officer to monitor and enforce adherence to regulatory requirements, particularly within the debt modification... Read MoreNew Start Capital is seeking a detail-oriented Compliance Officer to monitor and enforce adherence to regulatory requirements,... Read More
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New Start Capital • New York, NY 10261New Start Capital is seeking a detail-oriented Compliance Officer to monitor and enforce adherence to regulatory requirements, particularly within the debt modification... Read MoreNew Start Capital is seeking a detail-oriented Compliance Officer to monitor and enforce adherence to regulatory requirements,... Read More
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Confidential • New York, NY 10001Deputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type Privately Held, Private Equity-backed Founded 1981 Employees 1001-5000 Categories Consulting Professional Services Financial Services Specialties... Read MoreDeputy Chief Compliance Officer About the Company Well-known international investment firm Industry Financial Services Type... Read More
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Jobleads-US • New York, NY 10261We are searching for a Senior Level Compliance professionial with financial services experience. This is a short-term consulting project that could go permanent depending on the performance and chemistry with the other C-Level executives. Below is a snapshot of the... Read MoreWe are searching for a Senior Level Compliance professionial with financial services experience. This is a short-term consulting... Read More
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Dominari Securities LLC • New York, NY 10001Job Description Job Description Broker Dealer Compliance Officer Opportunity New York-based boutique broker-dealer and wealth management firm looking for a compliance... Read MoreJob Description Job Description Broker Dealer Compliance Officer Opportunity New York-based boutique broker-dealer and wealth... Read More
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Confidential • New York, NY 10261Vice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held Founded 1895 Employees 10,001+ Categories Financial Services Consulting Professional Services Banking Mortgages Banken Financieel Nederlands... Read MoreVice President, Tax Compliance Officer About the Company Large international investment bank Industry Banking Type Privately Held... Read More
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Confidential • New York, NY 10001Chief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non Profit Founded 1895 Employees 201-500 Categories Health Care Mental Health Addiction Treatment Outpatient About the Role The Company is... Read MoreChief Research Compliance Officer About the Company Esteemed psychiatric research institute Industry Hospital Health Care Type Non... Read More
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SMBC • New York, NY 10176SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read MoreSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More
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Schonfeld • New York, NY 10292The Role We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New York office. As Global Markets Advisory... Read MoreThe Role We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New... Read More
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cesna • New York, NY 10001Job Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our team. The successful candidate will report... Read MoreJob Description Job Description Job Summary: We are seeking an experienced and dedicated Deputy Compliance Officer to join our... Read More
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Confidential • New York City, NY 10001Privacy Compliance Officer Duties: Role Description: The candidate will be a versatile team player, display leadership qualities, and be enthusiastic in addressing new... Read MorePrivacy Compliance Officer Duties: Role Description: The candidate will be a versatile team player, display leadership qualities,... Read More
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Michael Page • New York, NY 10001Act as the second in command to the firm's VP of Compliance, dealing with a large variety of regulatory and financial crime responsibilities Client Details Foreign... Read MoreAct as the second in command to the firm's VP of Compliance, dealing with a large variety of regulatory and financial crime... Read More
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