Senior Compliance Officer Jobs in Montville, NJ

Enterprise Sr Compliance Officer The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief Compliance Officer (CCO) to help... Read More

About the role. The Chief Compliance Officer is a key member of the Legal and Compliance team and will be based out of Warren, NJ, New York City, White Plains, NY,... Read More

Job Description Job Description DriveWealth is a global B2B financial technology organization dedicated to democratizing access to financial independence around the world.... Read More

Make your application after reading the following skill and qualification requirements for this position. Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time... Read More

At Ripple, we're building a world where value moves like information does today. It's big, it's bold, and we're already doing it. Through our crypto solutions for... Read More

Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury management, prime offering and market making... Read More

We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial... Read More

WHO WE ARE Arootah is a rising personal and professional development leader in the Investment and Financial Services industry. Our mission is to empower and elevate the... Read More

Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)s Surveillance and Employee Compliance... Read More

Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury management, prime offering and market making... Read More

Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity,... Read More

Overview Permanent, full-time #LI-Hybrid #LI-SD1 StoneX provides institutional-grade global market access, end-to-end clearing and execution, high-touch service and deep... Read More

The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build... Read More

You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be responsible for... Read More

Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures,... Read More

Evergreen Services Group is a San Francisco based holding company that acquires and operates B2B services companies across North America. Since its founding in late 2017,... Read More

Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity,... Read More

Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is... Read More

As a Barclays Americas Chief Compliance Office AVP, you will be assisting the Director in supporting the Americas CCO by developing management information and insights... Read More