Compliance Officer Jobs in Montville, NJ

Position: CCO Broker-Dealer Hedge Fund Firm: Yorkville Advisors Hedge Fund Reports to: COO/CFO Location: Mountainside, NJ Position Summary Highly successful, 20+ year old... Read More

Overview Compound Planning, an SEC registered investment advisor with over $2.2B in AUM, is a high growth digital family office for entrepreneurs, professionals, and... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies,... Read More

Long-term manufacturer is looking for an office manager who has experience in import/export logistics. Job Duties: Manage the administrative assistant and coordinate daily... Read More

Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury management, prime offering and market making... Read More

The Role We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New York office. As Global Markets Advisory... Read More

About Us: Piermont Bank is a tech-enabled digital commercial bank founded in 2019 with a mission of changing the face and pace of banking. It provides an unprecedented... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Job Description Job Description City Wide Facility Solutions is actively seeking a Contract Compliance Officer - Night Shift for our Franchise location in Northern New... Read More

Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury management, prime offering and market making... Read More

Our client, a top tier Management Strategy Consulting firm if looking for a qualified Control Group Compliance Officer to join a Top-Tier Investment Bank. Essential... Read More

Description Our client, a pension fund, is seeking a Privacy Compliance Associate to join their NYC based team. The Privacy and Compliance Specialist is responsible for... Read More

About the Role: The Artemis Group, an attorney search firm, has partnered with a major asset management firm headquartered in New York City to find a highly experienced... Read More

Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is... Read More

Job Description You will have strong analytical, process management and communication skills with a proven ability to work with cross functional teams. You will be... Read More

VP NFA Compliance at Lime Trading On Site 3 days a week - (New York) Your Role: As the NFA/CFTC senior compliance expert youll be a part of our team and will help mature... Read More

Summary Reporting to CACIB US Compliance s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing maintaining CACIB US Compliance... Read More

A leading global Investment Management firm is looking for Compliance Officer to join the compliance team and assist in the oversight of the Marketing Review and... Read More