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Regulatory Compliance Manager Jobs in Stamford, CT
Jobs 1 to 20 of 614 -
Robert Half • Greenwich, CT 06831A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer,... Read MoreA newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to... Read More
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GAF • Stamford, CT 06912Job Description: At GAF, we cover more than just buildings. We cover each other. Under this roof, you will have the tools and resources you need to grow and develop in... Read MoreJob Description: At GAF, we cover more than just buildings. We cover each other. Under this roof, you will have the tools and... Read More
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Webster Bank • White Plains, NY 10603If you re looking for a meaningful career, you ll find it here at Webster. Founded in 1935, our focus has always been to put people first--doing whatever we can to help... Read MoreIf you re looking for a meaningful career, you ll find it here at Webster. Founded in 1935, our focus has always been to put people... Read More
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PATRIOT BANK, N.A. • Stamford, CT 06901Patriot Bank is a U.S. fintech issuer serving the under-banked and under-served throughout the United States. Headquartered in Stamford, CT, we leverage our national... Read MorePatriot Bank is a U.S. fintech issuer serving the under-banked and under-served throughout the United States. Headquartered in... Read More
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Matchstick • Melville, NY 11747Job Description Job Description The Company: The Wealth Alliance is a Melville, New York-based hybrid registered investment advisory firm. WA was founded in 2019 and... Read MoreJob Description Job Description The Company: The Wealth Alliance is a Melville, New York-based hybrid registered investment... Read More
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NatWest Markets • Stamford, CT 06912Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time #R-00241613 Our people work differently depending on their jobs and needs.... Read MoreDirector Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time #R-00241613 Our people work... Read More
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Essen Medical Associates • Bronx, NY 10461Overview: At Essen Health Care, we care for that! As the largest privately held multispecialty medical group in the Bronx, we provide high-quality, compassionate, and accessible medical care to some of the most vulnerable and under-served residents of New York State.... Read MoreOverview: At Essen Health Care, we care for that! As the largest privately held multispecialty medical group in the Bronx, we... Read More
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Western & Southern Financial Group • White Plains, NY 10605Overview: Manages compliance management initiatives that impact partnership marketing, including agents, brokers, managing general agents, third-party administrators, and other sales, marketing, and distribution partners. Develops and implements compliance policies and... Read MoreOverview: Manages compliance management initiatives that impact partnership marketing, including agents, brokers, managing general... Read More
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Blue Ocean Wealth Solutions • East Hills, NY 11548Branch Compliance Manager - Compliance Department Blue Ocean Wealth Solutions, LLC East Hills, NY Blue Ocean Wealth Solutions, LLC helps people accomplish their most... Read MoreBranch Compliance Manager - Compliance Department Blue Ocean Wealth Solutions, LLC East Hills, NY Blue Ocean Wealth Solutions, LLC... Read More
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Western & Southern Financial Group • White Plains, NY 10605Overview: Manages the compliance program for Group Benefits business (e.g., stop loss, limited medical, group accident insurance coverage). Develops and implements compliance policies and procedures for Group Benefits. Works with internal and external partners on... Read MoreOverview: Manages the compliance program for Group Benefits business (e.g., stop loss, limited medical, group accident insurance... Read More
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GAF • Yonkers, NY 10701Job Description: At GAF, we cover more than just buildings. We cover each other. Under this roof, you will have the tools and resources you need to grow and develop in... Read MoreJob Description: At GAF, we cover more than just buildings. We cover each other. Under this roof, you will have the tools and... Read More
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GAF • Bridgeport, CT 06608Job Description: At GAF, we cover more than just buildings. We cover each other. Under this roof, you will have the tools and resources you need to grow and develop in... Read MoreJob Description: At GAF, we cover more than just buildings. We cover each other. Under this roof, you will have the tools and... Read More
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Classic Westchester • White Plains, NY 10601Job Description Job Description HYBRID POSITION CANDIDATE MUST BE ABLE TO WORK IN WHITE PLAINS, NY OFFICE 3X A WEEK SCOPE: We are looking for a highly organized and... Read MoreJob Description Job Description HYBRID POSITION CANDIDATE MUST BE ABLE TO WORK IN WHITE PLAINS, NY OFFICE 3X A WEEK SCOPE: We are... Read More
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Ascendo Resources • Greenwich, CT 06831About the Company We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on... Read MoreAbout the Company We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the... Read More
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Marcum Search LLC • Great Neck, NY 11021CBIZ is assisting our client in their search for a Director of Quality, Risk Management, and Compliance in Great Neck, NY The Director of Quality, Risk Management, and... Read MoreCBIZ is assisting our client in their search for a Director of Quality, Risk Management, and Compliance in Great Neck, NY The... Read More
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Lexitas Legal • White Plains, NY 10601Job Description Job Description Our client, a leading insurance company located in White Plains, NY, seeks a Compliance Manager, Agency Partnership, to manage the... Read MoreJob Description Job Description Our client, a leading insurance company located in White Plains, NY, seeks a Compliance Manager,... Read More
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Lexitas Legal • White Plains, NY 10601Job Description Job Description Our client, a leading insurance company located in White Plains, NY, seeks a Compliance Manager, Group Benefits to manage the compliance... Read MoreJob Description Job Description Our client, a leading insurance company located in White Plains, NY, seeks a Compliance Manager,... Read More
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Fairfield University • Fairfield, CT 06828Job Description: DIVISION: Athletics DEPARTMENT: Athletics JOB SUMMARY: The Associate/Senior Associate Athletics Director for Compliance and Governance is responsible for... Read MoreJob Description: DIVISION: Athletics DEPARTMENT: Athletics JOB SUMMARY: The Associate/Senior Associate Athletics Director for... Read More
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Esquire Bank • Jericho, NY 11753Basic Function: The position is responsible for working closely with the credit card brands, various service providers as well as our ISO, agent, and merchant business... Read MoreBasic Function: The position is responsible for working closely with the credit card brands, various service providers as well as... Read More
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Western & Southern Financial Group • White Plains, NY 10605Overview: Manages the compliance program for Group Benefits business (e.g., stop loss, limited medical, group accident insurance coverage). Develops and implements... Read MoreOverview: Manages the compliance program for Group Benefits business (e.g., stop loss, limited medical, group accident insurance... Read More
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