Senior Compliance Officer Jobs in Stamford, CT

A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer,... Read More

About the Company We are seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead and manage the compliance program for a Broker-Dealer focused on... Read More

Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time #R-00244248 Our people work differently depending on... Read More

Job Description Job Description Benefits: 401(k) Bonus based on performance Competitive salary Dental insurance Flexible schedule Opportunity for advancement Paid time off... Read More

Basic Function: The position is responsible for working closely with the credit card brands, various service providers as well as our ISO, agent, and merchant business... Read More

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15... Read More

Job Description Job Description Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We apply a wide variety of... Read More

Our client, a prestigious investment management firm is seeking a Compliance Associate who is eager to learn and develop within their Legal and Compliance department. Job... Read More

Job Description Job Description Position Description Work with and support the General Counsel and Chief Compliance Officer to ensure that the company and its affiliates... Read More

Position Description Work with and support the General Counsel and Chief Compliance Officer to ensure that the company and its affiliates (collectively, the Firm ) remain... Read More

Are you interested in keeping professionals free of independence conflicts? Are you passionate about providing outstanding customer service? Are you interested in gaining... Read More

About the job Vendor Compliance Analyst Sr. Vendor Compliance Analyst Sr. needs 2+ years vendor compliance experience Vendor Compliance Analyst Sr. requires: 2+ years... Read More

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15... Read More

Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time #R-00241613 Our people work differently depending on their jobs and needs.... Read More

Haugland Group, a privately-owned Long Island, New York-based electrical and heavy civil construction company has an immediate need for a full-time MWDBE and EEO... Read More

Center 2 (19050), United States of America, McLean, Virginia Anti-Money Laundering Subject Matter Expert (SME) - Special Investigations Unit (SIU) The Special... Read More

Job Description Job Description Company Description PartnerRe is a leading, privately owned, multi-line global reinsurer with a reputation of financial stability and... Read More

Job Description Because this role involves a combination of collaborative/in-person and independent work, it will take the form of a hybrid work format , with time onsite... Read More

Join a multi $Bn Hedge Fund as a Compliance Associate in CT. Reporting directly to the CCO, this role has high upside, working 3-4 days in the office. Ideal candidates... Read More