• Director Ethics Compliance Jobs in Tarrytown, NY

    Jobs 1 to 20 of 4,190

  • Senior Compliance Officer | Broker Dealer

    Robert Half • Greenwich, CT 06831
    A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to... Read More

  • Regulatory and Compliance Manager

    INEOS Automotive • Ridgewood, NJ 07450
    Job Description Job Description INEOS Automotive Grenadier Built For More Story so far Since Sir Jim Ratcliffe announced Project... Read More

  • Senior Compliance Officer

    Green Key Resources • New York City, NY 10001
    Client: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial... Read More

  • Internal Audit Manager/Director

    Robert Half • Maryknoll, NY 10545
    Job Description Job Description We are searching for an experienced Internal Audit Manager/Director. The successful candidate will... Read More

  • Internal Audit Manager

    Robert Half • White Plains, NY 10606
    Description Prepare and examine accounting records, financial statements, and other financial reports Ensure financial records are... Read More

  • IT Internal Audit Manager

    Top Prospect Group • White Plains, NY 10606
    Ready to lead and innovate? Join our team as an IT Internal Audit Manager, where you'll drive risk management, enhance... Read More

  • Sr. Mortgage Compliance Officer - Remote/hybrid/in-office

    Longbridge Financial • Paramus, NJ 07652
    Job Description Job Description Company Description Longbridge Financial, LLC (LBF) is an innovative company committed to... Read More

  • Compliance Officer

    Madison-Davis, LLC • Greenwich, CT 06831
    A boutique broker dealer located in Greenwich, CT looking to bring on board a Compliance Officer to join their team. The role is... Read More

  • Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Comp

    Bloomberg • New York, NY 10176
    Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal Compliance Bloomberg's Legal... Read More

  • Director of Compliance

    Essen Medical Associates • Bronx, NY 10461
    Overview: At Essen Health Care, we care for that! As the largest privately held multispecialty medical group in the Bronx, we... Read More

  • Compliance Officer Senior

    City National Bank • New York, NY 10176
    COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department... Read More

  • Compliance Officer

    Partnership Employment • Stamford, CT 06925
    Bank located in CT looking to hire a Compliance Officer. Experience with consumer compliance regulations including Reg Z, Reg B,... Read More

  • Director - Fixed Income Compliance Officer

    Madison-Davis, LLC • New York City, NY 10001
    A global bank located in Midtown Manhattan looking to bring on board a Director Fixed Income Compliance Officer to join their team.... Read More

  • Director of Compliance

    Atlas Search • New York City, NY 10001
    As a Compliance Director, you will support all aspects of the firm's compliance team in ensuring adherence to the regulatory and... Read More

  • Director-Compliance: Audit & Regulatory Engagement, Compliance Risk Management

    American Express • New York, NY 10176
    Description You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in... Read More

  • Compliance Manager

    Abacus Group, LLC • Greenwich, CT 06831
    Our client is an asset management firm. They seek a Compliance Manager to join their Greenwich, CT office. Responsibilities Manage... Read More

  • Director Electronic Trading Compliance Officer, US

    NatWest Markets • Stamford, CT 06912
    Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time #R-00241613 Our people work... Read More

  • Director of Compliance

    Larson Maddox • New York City, NY 10001
    A leading investment firm specialized in secondary markets is seeking a Compliance Director to join their legal and compliance... Read More

  • Audit and Financial Compliance Senior Manager

    Madison Approach • Ossining, NY 10562
    Job Description Job Description A UDIT FINANCIAL COMPLIANCE SENIOR MANAGER We are currently recruiting for a full-time Audit... Read More

  • Associate Director of Compliance

    Center for Justice Innovation • New York, NY 10001
    Job Description Job Description THE ORGANIZATION The Center for Justice Innovation is a community justice organization that centers... Read More

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