• Deputy Chief Compliance Officer Jobs in Hicksville, NY

    Jobs 1 to 20 of 4,288

  • Senior Associate/VP- Compliance Officer, Equity Research

    the Ladders • New York, NY 10025
    About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance... Read More

  • VP-BSA Compliance Officer

    the Ladders • Ridgewood, NY 11385
    The estimated starting salary for this position is $150,000-175,000 per year. Duties and Responsibilities/Results: Manage the BSA... Read More

  • VP, Compliance Officer - Operations & Regulatory Reporting

    Jefferies Group Inc • New York, NY 10025
    Job Description Compliance Officer - Operations Regulatory Reporting Oversight Description: The desired candidate has mid to senior... Read More

  • US Chief Compliance Officer

    the Ladders • Stamford, CT 06902
    This job description is intended to describe the general requirements for the position. It is not a complete statement of duties,... Read More

  • US Chief Compliance Officer

    NatWest Group • Stamford, CT 06925
    This job description is intended to describe the general requirements for the position. It is not a complete statement of duties,... Read More

  • US Chief Compliance Officer

    NatWest Markets • Stamford, CT 06912
    US Chief Compliance Officer Closing date for applications: 07/08/2024 Stamford,United States Permanent Full Time #R-00236989 Share:... Read More

  • Chief Compliance Officer, Private Equity

    Larson Maddox • Stamford, CT 06925
    A growing, boutique private equity fund is seeking a leader for their compliance program in a Chief Compliance Officer role based... Read More

  • Chief Compliance Officer, Swaps Dealer

    Falconx • New York, NY 10025
    Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit treasury... Read More

  • Chief Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Vice President, Compliance Auditor

    The Bank of New York Mellon Corporation • New York, NY 10025
    At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's... Read More

  • VP, Investment Banking Compliance Officer

    Jefferies Group Inc • New York, NY 10025
    Job Description Job Title: Global IB Compliance Officer Office Location: Hybrid/ 520 Madison Avenue, New York or 101 Hudson Street,... Read More

  • Senior Compliance Officer

    Faire • New York, NY 10025
    About Faire Faire is an online wholesale marketplace built on the belief that the future is local - independent retailers around... Read More

  • Vice President, Compliance - Trade Surveillance

    Santander Consumer USA • New York, NY 10025
    Vice President, Compliance - Trade Surveillance New York, United States of America This Trade Surveillance role is an integral part... Read More

  • Vice President, Compliance - Monitoring & Testing

    TD Bank • New York, NY 10025
    Work Location New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000... Read More

  • Vice President, Compliance - Global Equity Derivatives

    TD Bank • New York, NY 10025
    Work Location New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $115,000 - $185,000... Read More

  • Vice President, Compliance - Trade Surveillance

    Santander US • New York, NY 10176
    Vice President, Compliance - Trade Surveillance New York, United States of America This Trade Surveillance role is an integral part... Read More

  • Vice President, Compliance - Global Equity Derivatives

    TD Bank • New York, NY 10176
    Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $115,000 - $185,000... Read More

  • Senior Compliance Officer TDS (US)

    TD Bank • New York, NY 10025
    Work Location New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: 100,000 - 140,000 USD... Read More

  • Vice President Risk and Compliance Chief of Staff Office

    HSBC • New York, NY 10176
    Description Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise,... Read More

  • Vice President, Compliance - Monitoring & Testing

    TD Bank • New York, NY 10176
    Work Location : United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed... Read More

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