• Chief Compliance Officer Jobs in Hicksville, NY

    Jobs 1 to 20 of 5,986

  • US Chief Compliance Officer

    NatWest Markets • Stamford, CT 06912
    US Chief Compliance Officer Closing date for applications: 07/08/2024 Stamford,United States Permanent Full Time #R-00236989 Share:... Read More

  • Chief Compliance Officer

    Sumitomo Mitsui Financial Group, Inc. • New York, NY 10025
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Chief Compliance Officer

    Cross River • Fort Lee, NJ 07024
    Who We Are At Cross River, we're building the best banking and technology products for FinTechs, all through APIs. As... Read More

  • Chief Compliance Officer

    SMBC • New York, NY 10176
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • US Counsel & Chief Compliance Officer

    the Ladders • New York, NY 10025
    The Company InvestXwas launched in 2014 with a mission to bring transparency and trust to the private equity market. We are a... Read More

  • Chief Compliance Officer, CIBC US Private Wealth

    CIBC • New York, NY 10025
    We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to... Read More

  • Chief Compliance Officer (Equity Sales & Trading) for Redburn Atlantic (a Rothschild & Co Group Comp

    the Ladders • New York, NY 10025
    About Us Rothschild Co is a leading global financial services group with seven generations of family control and a history of over... Read More

  • Chief Research Compliance Officer/Research Integrity Officer

    Weill Cornell Medical College • New York, NY 10176
    Title: Chief Research Compliance Officer/Research Integrity Officer Location: Upper East Side Org Unit: General Research Compliance... Read More

  • VP-BSA Compliance Officer

    the Ladders • Ridgewood, NY 11385
    The estimated starting salary for this position is $150,000-175,000 per year. Duties and Responsibilities/Results: Manage the BSA... Read More

  • VP, Compliance Officer - Operations & Regulatory Reporting

    Jefferies Group Inc • New York, NY 10025
    Job Description Compliance Officer - Operations Regulatory Reporting Oversight Description: The desired candidate has mid to senior... Read More

  • Senior Associate/VP- Compliance Officer, Equity Research

    the Ladders • New York, NY 10025
    About the Role Wolfe Research is seeking an experienced Compliance Officer to work alongside a team of six Legal and Compliance... Read More

  • Vice President, Compliance - Trade Surveillance

    Santander Holdings USA Inc • New Hyde Park, NY 11044
    Vice President, Compliance Trade SurveillanceNew York, United States of AmericaThis Trade Surveillance role is an integral part of... Read More

  • Chief Executive Officer (CEO)

    Confidential • Village Of Garden City, NY 11530
    Chief Executive Officer (CEO) About the Company Well-established organization providing employment opportunities to individuals... Read More

  • Vice President, Capital Markets Compliance Officer

    Wedbush Securities • New York, NY 10019
    Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... Read More

  • Vice President, Equity Research Senior Compliance Officer

    Michael Page • New York, NY 10001
    The opportunity to join a top investment banking firm and have wide exposure across research and compliance within the equities... Read More

  • Risk Management & Compliance - Chief Financial Officer Business Management -Vice President

    JP Morgan Chase & Co. • Brooklyn, NY 11226
    Job Description Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping... Read More

  • Risk Management & Compliance - Chief Financial Officer Business Manager -Vice President

    JPMorgan Chase & Co. • Brooklyn, NY 11201
    JobID: 210525281 Category: Business Management JobSchedule: Full time Posted Date: 2024-07-01T19:23:25+00:00 JobShift Base... Read More

  • Senior Compliance Officer

    Faire • New York, NY 10025
    About Faire Faire is an online wholesale marketplace built on the belief that the future is local - independent retailers around... Read More

  • Vice President, Compliance - Trade Surveillance

    Santander Holdings USA Inc • Middle Village, NY 11379
    Vice President, Compliance Trade SurveillanceNew York, United States of AmericaThis Trade Surveillance role is an integral part of... Read More

  • Sr. Compliance Officer, Asset Management - Alternatives

    Northern Trust • Stamford, CT 06902
    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has... Read More

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