Compliance Associate Jobs in Hicksville, NY

UC Compliance Associate + Job Tracking ID: 512690-885395 Job Location: New York, NY Job Level: Mid Career (2+ years) Level of Education: High School/GED Job Type:... Read More

Location: New York, NY, New York Type: Perm (Contingency) Job #35863 Salary: $90,000 Job Overview - Hedge Fund Compliance Associate: Join an established $5 billion Hedge... Read More

Description Robert Half Financial Services are currently recruiting for a Compliance Associate role at a global Investment firm based in midtown Manhattan New York. Our... Read More

NAIC Reporting Compliance Associate Investment Controllership Full-Time New York, NY or Springfield, MA About the Corporate Controller Organization: The Controllers... Read More

Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and strategies (equity,... Read More

Position Title: Health Privacy Law Compliance Senior Associate - Substance Use Disorder (SUD) and Mental Health Services Reports To Project Director, Center of Excellence... Read More

Specialty/Competency: Conduct and Compliance Industry/Sector: Banking and Capital Markets Time Type: Full time Travel Requirements: Up to 60% A career within Regulatory... Read More

Business Title: Senior Associate, Consumer Compliance Requisition Number: 118209 - 68 Function: Advisory Area of Interest: State: NY City: New York Description: KPMG... Read More

As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical... Read More

Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence Conflicts Network (ICN) Do you have a focus on compliance with regulations and... Read More

About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment... Read More

Guided by our company Purpose of Inspiring well-being for our colleagues, consumers, and communities, we are committed to building a best-in-class Law Department. We drive... Read More

Responsible for overseeing through developing, implementing, administering, and monitoring all aspects of the enterprise BSA/AML/ and OFAC/Economic Sanctions Compliance... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Business Title: Senior Associate, Third Party Compliance Requisition Number: 112533 - 20 Function: Business Support Services Area of Interest: State: CT City: Stamford... Read More

Vendor Compliance Analyst Sr. needs 2+ years' vendor compliance experience Vendor Compliance Analyst Sr. requires: 2+ years' experience with vendor compliance Experience... Read More

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer is responsible for managing and maintaining assigned areas of the compliance program... Read More

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy... Read More

Job Title Senior Compliance Analyst, Investment Advisory Compliance Who We Are Jennison Associates is a global investment management firm with over $200 billion in Assets... Read More