Robert Half • Denver, CO 80238
Job #2712782223
Description
We are in search of a Legal Compliance Officer to be stationed in Denver, Colorado. The role involves working in the financial industry, with a focus on ensuring legal compliance and adherence to the SEC guidelines. This position is a short-term contract employment opportunity where you will be required to work in-office part of the week and remotely for the rest. The role involves a blend of compliance duties in the investment/financial industry, with a specific focus on marketing rule experience.
Analyzing and implementing compliance programs in line with financial industry regulations and SEC guidelines
Monitoring and managing the processing of customer credit applications to ensure accuracy and efficiency
Maintaining precise records of customer credit information and handling any related inquiries
Keeping a close eye on customer credit accounts and initiating appropriate action for overdue payments
Utilizing software and management systems like ATS - Asynchronous Transfer Mode, LexisNexis, and Microsoft Office Suites for efficient workflow
Applying knowledge in AML - Anti Money Laundering to ensure the organization's practices are compliant
Conducting regular audits to ensure all operations are in line with legal requirements
Overseeing compliance functions and ensuring all activities are in accordance with established legal and company standards
Assisting in the creation and maintenance of compliance documentation
Utilizing Microsoft Excel for data management and reporting purposes.
Requirements - A minimum of two years of experience in a role as a Compliance Officer or similar
Proficiency in ATS - Asynchronous Transfer Mode
Familiarity with LexisNexis software
Proven experience with various management systems
Advanced skills in Microsoft Excel and other Microsoft Office Suites applications
Knowledge of AML - Anti Money Laundering procedures and protocols
Experience with auditing procedures
Strong understanding of compliance and compliance functions
Excellent documentation skills
Ability to work independently and collaboratively within a team
Excellent communication skills, both written and verbal
Critical thinking and problem-solving skills
Ability to maintain confidentiality and handle sensitive information appropriately
Strong ethical standards and high levels of integrity.
Robert Half is the world's first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.
Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app (~~~) and get 1-tap apply, notifications of AI-matched jobs, and much more.
All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit ~~~ for more information.
© 2024 Robert Half. Robert Half is not a law firm and does not provide legal representation. Robert Half project lawyers do not constitute a law firm among themselves. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking "Apply Now," you're agreeing to Robert Half's Terms of Use (https:///~~~/us/en/terms) .
Robert Half • Denver, CO 80238 • Yesterday
Robert Half • Denver, CO 80238 • Yesterday
Robert Half • Denver, CO 80238 • Yesterday
Robert Half • Denver, CO 80238 • Yesterday
Bremer Whyte Brown & O'Meara, LLP • Denver, CO 80201 • 8 Days Ago
American Family Mutual Insurance Company • Denver, CO 80215 • 4 Days Ago
the Ladders • Broomfield, CO 80020 • Jun 4