TD Bank • Mount Laurel, NJ 08054
Job #2758123259
Work Location:
United States of America
Hours:
40
Pay Details:
$200,000 - $280,000 USD
TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay actually offered may vary based upon candidate's skills and experience, job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the forefront of our colleague experience, it is not typical for an individual to be hired at or near the top of the range for their role.
As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
Line of Business:
Compliance
Job Description:
The Compliance Director Business Oversight supports the development, implementation, and maintenance of a regulatory compliance
program through compliance activities across various lines of business providing independent compliance risk oversight. This role manages
compliance aspects of the applicable laws and regulations having a significant impact on the operations or strategy of the Company. This
role interacts with senior management, developing, revising, and implementing policies and procedures to ensure compliance with applicable
laws and regulations and effective management and oversight of all regulatory compliance activities.
Depth & Scope:
performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
independent regulatory compliance risk management and oversight of business line(s) supported
Boards on the state of regulatory compliance risks, controls and outcomes
across the bank, additionally provides oversight on risk assessment process
continually looks for ways to provide and enhance the value delivered
professionals, project managers, analysts, business and corporate function specialists, risk and control partners, and other
stakeholders
Consumer Financial Protection Bureau (CFPB), Office of Supervision of Financial Institutions (OSFI) and internal audit to
ensure compliance
compliance risk and establish sustainable controls commensurate with the risk appetite and growth of the Bank and its
relevant subsidiaries
initiatives and compliance issue resolution
significant impact on the operations or strategy of assigned LOBs
Oversees the development of internal processes to identify and manage compliance risks
Manages the review of trend analyses of RIMS, Implementation, and self-monitoring reports for assigned teams to ensure
department standards are met
information required by management
critical laws and regulations
and regulations
Education & Experience:
Bachelor's degree or progressive work experience in addition to experience below
10 years related experience required
Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus
Extensive Operational knowledge as pertains to implementation of regulatory requirements
In-depth knowledge of financial services regulatory industry practices
Strong management experience leading regulatory compliance activities
Strong Management skills in the development and mentoring of employees
Experience establishing and implementing effective regulatory strategies, policies and plans that support ongoing Company
business
issues to isolate regulatory risk exposure.
Demonstrated ability to develop and maintain productive business relationships with internal partners and external regulators
Solid understanding of technology's role in the business and compliance controls
Effective negotiation and influencing skills
Strong analytical skills and ability to exercise sound judgment in development and selection of compliance solutions
Strong collaborative skills and experience leading and working in a matrix environment and on cross-functional teams
Excellent verbal and written communications skills, including the ability to persuade and influence a broad spectrum of
constituents at all levels
Who We Are:
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing - and so will you.
Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more (~~~)
Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.
Colleague Development
If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD - and we're committed to helping you identify opportunities that support your goals.
Training & Onboarding
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.
Interview Process
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
Accommodation
If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at ~~~ . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Federal law prohibits job discrimination based on race, color, sex, sexual orientation, gender identity, national origin, religion, age, equal pay, disability and genetic information.
TD Bank • Mount Laurel, NJ 08054 • Yesterday
TD Bank • Mount Laurel, NJ 08054 • Today
TD Bank • Mount Laurel, NJ 08054 • Yesterday
TD Bank • Mount Laurel, NJ 08054 • 3 Days Ago
Cenlar FSB • Yardley, PA 19067 • Sep 14
HealthCare Recruiters International • Philadelphia, PA 19255 • 6 Days Ago
Coastal Source • Moorestown, NJ 08057 • Today
iECURE, inc. • Blue Bell, PA 19424 • 4 Days Ago