• Vice President Compliance Officer Jobs in Pompton Lakes, NJ

    Jobs 1 to 20 of 9,716

  • Vice President, Compliance Officer

    Confidential • Jersey City, NJ 07097
    Vice President, Compliance Officer About the Company Join a globally recognized banking group dedicated to excellence in the... Read More

  • Vice President Compliance Officer

    Phaxis • New York, NY 10261
    Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to... Read More

  • Vice President, Compliance Transformation Officer

    Sumitomo Mitsui Banking Corp • Jersey City, NJ 07097
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Vice President, Compliance Transformation Officer

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Americas Chief Compliance Office VP

    Barclays • New York, NY 10261
    Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters... Read More

  • VP AML / OFAC Compliance Officer / Advisory (Financial Security)

    Crdit Agricole CIB • New York, NY 10261
    Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are... Read More

  • VP, Compliance Product Officer - Cash Sales Trading & Equities Trading - C13 (New York)

    Citigroup • New York, NY 10176
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • VP AML / OFAC Compliance Officer / Advisory (Financial Security)

    Crédit Agricole CIB • New York, NY 10261
    Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are... Read More

  • Assistant Vice President, Compliance

    Brookfield Asset Management • New York, NY 10261
    LocationBrookfield Place New York - 225 Liberty Street, Suite 3501Business - Brookfield Oaktree Wealth SolutionsBrookfield Asset... Read More

  • Compliance Risk Assessment Officer VP

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Deputy Chief Compliance Officer

    Banking Careers • New York, NY 10261
    We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More

  • Associate / Assistant Vice President, Compliance Generalist - New York

    Moelis & Co. • New York, NY 10261
    We are passionate about our business and our culture, and are seeking individuals with that same drive.The Compliance team is... Read More

  • Compliance Product Officer (VP) - Control Room - Insider Trading

    Citigroup • Jersey City, NJ 07308
    Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Vice President, Compliance Consulting

    Kroll • New York, NY 10261
    Do you have experience working with the National Futures Association ( NFA ) or supporting NFA registrants? Then we would love to... Read More

  • Compliance Product Officer (VP) - Transaction Conflicts Advisory

    Citigroup • Jersey City, NJ 07308
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Vice President, Compliance & Control II

    BNY Mellon • New York, NY 10261
    Overview BNY Administrative Services LLC seeks a Vice President, Compliance Control II for its New York, NY location. DUTIES:... Read More

  • Vice President of Compliance Testing

    Confidential • Jersey City, NJ 07097
    About the Company A renowned commercial investment banking company with an international reach. Industry Financial Services Type... Read More

  • Senior Vice President, Legal, Compliance, and Operations

    Volastra Therapeutics • New York, NY 10292
    COMPANY Volastra Therapeutics, Inc. is a clinical-stage oncology biotech company based in New York City, pioneering novel... Read More

  • Deputy Chief Compliance Officer

    Banking Careers • New York, NY 10292
    We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More

  • Managing Director, Enterprise Senior Compliance Officer

    TIAA • New York, NY 10176
    Enterprise Sr Compliance Officer The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance... Read More

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