• Vice President Compliance Officer Jobs in Lynbrook, NY

    Jobs 1 to 20 of 7,623

  • VP, Compliance Officer

    Strategic Resource Partners, Inc. • New York, NY 10001
    Job Description Job Description One of the nation s largest investment brokerage and securities firm has two openings, a VP... Read More

  • VP Compliance Officer - Compliance Governance and Framework

    Groupe Crédit Agricole • New York, NY 10261
    Summary Reporting to CACIB US Compliance s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing... Read More

  • Vice President, Compliance Transformation Officer

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Americas Chief Compliance Office, VP

    Barclays • New York, NY 10292
    Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters... Read More

  • VP AML / OFAC Compliance Officer / Advisory (Financial Security)

    Crédit Agricole CIB • New York, NY 10261
    Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are... Read More

  • Vice President Compliance

    Cardea Group • New York, NY 10261
    VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an... Read More

  • Compliance Risk Assessment Officer VP

    SMBC • Jersey City, NJ 07308
    SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse... Read More

  • Compliance Product Officer (VP) - Transaction Conflicts Advisory

    Citigroup • Jersey City, NJ 07308
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Senior Vice President, Legal, Compliance, and Operations

    Volastra Therapeutics • New York, NY 10292
    COMPANY Volastra Therapeutics, Inc. is a clinical stage oncology biotechnology company based in New York City focused on developing... Read More

  • Compliance Product Officer (VP) - Transaction Conflicts Advisory

    Citigroup, Inc. • Jersey City, NJ 07399
    Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for... Read More

  • Deputy Chief Compliance Officer

    Banking Careers • New York, NY 10292
    We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer.... Read More

  • Vice President, Compliance - Monitoring & Testing

    TD Bank Group • New York, NY 10292
    Work Location United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed... Read More

  • Vice President, Compliance - Monitoring & Testing

    TD Bank • New York, NY 10176
    Work Location : United States of America Hours: 40 Line of Business: Compliance Pay Detail: $160,000 - $187,000 USD TD is committed... Read More

  • Assistant Vice President - Capital Markets Compliance

    StoneX Group • New York, NY 10169
    Overview: Permanent, full time onsite Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000... Read More

  • AVP Americas Chief Compliance Office

    Barclays • New York, NY 10292
    Job Description Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters... Read More

  • Compliance Officer

    Robert Half • New York, NY 10176
    Description Our client, a pension fund, is seeking a Privacy Compliance Associate to join their NYC based team. The Privacy and... Read More

  • VP Compliance Testing - Broker-Dealer Compliance

    Michael Page • New York, NY 10001
    Help establish best in class risk and controls by testing and monitoring the broker dealer program of one of the largest financial... Read More

  • Vice President, Investment Adviser Compliance

    Ares Management Corporation • New York, NY 10292
    Over the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values -... Read More

  • Compliance Officer

    City National Bank • New York, NY 10176
    COMPLIANCE OFFICER WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance... Read More

  • Compliance Officer

    Glencore • New York, NY 10292
    Glencore , headquartered in Baar, Switzerland is one of the world's leading integrated producers and marketers of commodities that... Read More

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